United States

166 Financial Institutions currently invest or make available an estimated

USD$ 218,520.23 million in nuclear weapons companies.

Abrams Bison Investments

Abrams Bison Investments currently has an estimated USD$ 250.57 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 1 provides an overview of the nuclear weapon companies in which Abrams Bison Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

 

Table 1         Shareholdings of Abrams Bison Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	0.93	230.57	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Adage Capital Management

Adage Capital Management currently has an estimated USD$ 623.02 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 2 provides an overview of the nuclear weapon companies in which Adage Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 2         Shareholdings of Adage Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Honeywell International	United States	0.82	486.22	31-Mar-2013
Rockwell Collins	United States	1.60	136.80	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013

 

Addison Clark Management

Addison Clark Management currently has an estimated USD$ 159.99 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 3 provides an overview of the nuclear weapon companies in which Addison Clark Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 3         Shareholdings of Addison Clark Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	2.05	65.20	31-Mar-2013
SAIC	United States	2.04	94.79	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Affiliated Managers

Affiliated Managers currently has an estimated USD$ 218.00 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 4 provides an overview of the nuclear weapon companies in which Affiliated Managers owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 4         Shareholdings of Affiliated Managers

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.79	26.78	31-Mar-2013
Rockwell Collins	United States	0.85	73.21	31-Mar-2013
URS	United States	3.28	118.07	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

American Century Investments

American Century Investments currently has an estimated USD$ 762.08 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 5 provides an overview of the nuclear weapon companies in which American Century Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 5         Shareholdings of American Century Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	0.64	160.15	31-Mar-2013
Honeywell International	United States	0.54	322.52	31-Mar-2013
Northrop Grumman	United States	1.06	175.66	31-Mar-2013
Rockwell Collins	United States	1.21	103.75	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Ameriprise Financial

Ameriprise Financial currently has an estimated USD$ 2,628.58 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 6 provides an overview of the nuclear weapon companies in which Ameriprise Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 6         Shareholdings of Ameriprise Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.61	51.44	31-Mar-2013
Babcock International	United Kingdom	3.13	199.75	13-May-2013
BAE Systems*	United Kingdom	0.82	155.76	6-Jun-2013
Honeywell International	United States	1.40	830.52	31-Mar-2013
Jacobs Engineering	United States	2.18	160.91	31-Mar-2013
Lockheed Martin	United States	0.67	207.34	31-Mar-2013
Northrop Grumman	United States	1.42	234.08	31-Mar-2013
Rolls-Royce*	United Kingdom	1.37	445.54	3-Jun-2013
URS	United States	0.53	19.05	31-Mar-2013

* Including BAE Systems ADRs; or, Rolls Royce ADR Representing 5 Ordinary Shares

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 7 provides an overview of the nuclear weapon companies in which Ameriprise Financial owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 7         Bondholdings of Ameriprise Financial

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	2.75	33.03	31-Mar-13 until 31-May-13
Lockheed Martin	United States	2.21	153.64	31-Mar-13 until 31-Mar-13
Northrop Grumman	United States	2.33	137.52	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Anchor Capital Advisors

Anchor Capital Advisors currently has an estimated USD$ 174.13 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 8 provides an overview of the nuclear weapon companies in which Anchor Capital Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 8         Shareholdings of Anchor Capital Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	2.02	64.24	31-Mar-2013
Rockwell Collins	United States	0.59	50.30	31-Mar-2013
SAIC	United States	1.28	59.59	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

AQR Capital Management

AQR Capital Management currently has an estimated USD$ 214.89 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 9 provides an overview of the nuclear weapon companies in which AQR Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 9         Shareholdings of AQR Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.01	34.00	31-Mar-2013
Alliant Techsystems	United States	1.67	39.01	31-Mar-2013
Northrop Grumman	United States	0.67	111.18	31-Mar-2013
URS	United States	0.60	21.47	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 10 provides an overview of the nuclear weapon companies in which AQR Capital Management owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

 

Table 10      Bondholdings of AQR Capital Management

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.40	9.23	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Aronson Johnson & Ortiz

Aronson Johnson & Ortiz currently has an estimated USD$ 656.09 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 11 provides an overview of the nuclear weapon companies in which Aronson Johnson & Ortiz owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 11      Shareholdings of Aronson Johnson & Ortiz

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.73	24.62	31-Mar-2013
Alliant Techsystems	United States	1.00	23.34	31-Mar-2013
Fluor	United States	0.60	65.06	31-Mar-2013
Lockheed Martin	United States	0.55	169.39	31-Mar-2013
Nortrop Grumman	United States	1.50	248.07	31-Mar-2013
SAIC	United States	2.14	99.38	31-Mar-2013
URS	United States	0.73	26.23	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Artisan Partners

Artisan Partners currently has an estimated USD$ 826.04 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 12 provides an overview of the nuclear weapon companies in which Artisan Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 12      Shareholdings of Artisan Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock International	United Kingdom	0.97	58.76	1-Jun-2013
Jacobs Engineering	United States	5.13	377.19	31-Mar-2013
Rockwell Collins	United States	2.26	193.47	31-Mar-2013
SAIC	United States	4.24	196.62	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Bank of America

Bank of America currently has an estimated USD$ 12,174.34 million invested or available for the nuclear weapons producers identified in this report.

Loans

In September 2010, Aecom secured a US$600 million four-year term credit agreement at a base rate of LIBOR+250.000bps. The proceeds were used for general corporate purposes, to increase working capital, for refinancing and acquisition needs. Under the credit agreement, Aecom borrowed US$ 600 million in term loans and may borrow up to an additional $100 million in term loans upon request subject to certain conditions. Bank of America was one of the two bookrunners in the ten bank syndicate and provided an estimated US$ 120 million.¹

 

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. Bank of America was one of the four bookrunners in the ten bank syndicate, participating with an estimated US$ 105 million.²

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. Bank of America was one of the two bookrunners in the eleven bank syndicate and provided an estimated US$120 million.³

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. Bank of America was one of the two bookrunners in the 24 bank syndicate and participated with an estimated US$ 150 million.⁴

 

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. Bank of America was one of the five bookrunners in the syndicate of 20 banks and provided US$ 100 million.⁵

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. Bank of America was one of the four bookrunners in a syndicate of 13 banks and provided an estimated US$ 20 million.⁶

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility at a base rate of LIBOR+250.000bps with a value of US$ 700 million. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Bank of America was one of three bookrunners in the 17 bank syndicate and committing an estimated amount of US$ 93 million.⁷

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Bank of America was one of the four bookrunners in a syndicate of 17 banks, participating with US$ 62.5 million.⁸

 

In June 2011, Babcock International secured a £ 500 million (US$ 810 million) five-year credit facility. The proceeds were used for refinancing and general corporate purposes. Bank of America was one of seven bookrunners in the syndicate of ten banks, providing an estimated US$ 81 million.⁹)

 

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. Bank of America was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.¹⁰

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$ 1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. Bank of America was one of the four bookrunners in a syndicate of 24 banks, and committed an estimated amount of US$ 250 million.¹¹

 

In July 2012, Bechtel signed a five-year revolving credit facility with a value of US$ 975 million. The proceeds would be used for general corporate purposes. Bank of America was one of the two bookrunners in a syndicate of six banks, and committed an estimated amount of US$ 195 million.¹²

 

In June 2013, Bechtel signed a five-year revolving credit facility with a value of US$ 3,000 million. The facility is an extension of the US$ 975 million revolving credit from July 2012 and is split in two tranches: a US$ 1,000 million revolver at a base rate of LIBOR+100.000bps, and a US$ 2,000 million revolver at a base rate of LIBOR+55.000bps. The proceeds would be used for refinancing and general corporate purposes. Bank of America was one of the four bookrunners in a syndicate of eight banks, and committed an estimated amount of US$ 300 million.¹³

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Bank of America was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.¹⁴

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.¹⁵

 

In December 2010, CH2M Hill secured a US$ 600 million revolving credit facility due December 2015 at a base rate of LIBOR+150.000bps. The proceeds were used for general corporate purposes. Bank of America participated in the five bank syndicate, committing an estimated amount of US$ 120 million.¹⁶

 

In April 2012, CH2M Hill signed a US$ 900 million revolving credit facility due April 2017 at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participated in the nine bank syndicate, committing an estimated amount of US$ 72 million.¹⁷

 

In April 2011, EADS secured a five-year revolving credit facility with a value of € 3,000 million (US$ 4,345.3 million), at a base rate of EURIBOR+37.500bps. The proceeds were used for refinancing and for general corporate purposes. Bank of America participated in the 39 bank syndicate, committing an estimated amount of US$ 111.4 million.¹⁸

 

In December 2010, Fluor entered into a US$ 2,000 million credit facility. The facility was split in two tranches: a US$ 800 million tranche due December 2013 at a base rate of LIBOR+100.000bps and a US$ 1,200 million tranche due December 2015 at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Bank of America participatedin the syndicate of ten banks, providing an estimated amount of US$ 400 million.¹⁹

 

In November 2012, Fluor secured a US$ 1,800 million revolving credit facility due November 2017 at a base rate of LIBOR+100.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participated in the eight bank syndicate, committing an estimated amount of US$ 270 million.²⁰

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. Bank of America participated in the 21 bank syndicate, committing an estimated amount of US$ 80 million.²¹

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. Bank of America participated in the 22 bank syndicate, committing an estimated amount of US$ 160 million.²²

 

In June 2013, General Dynamics entered into a US$ 1,000 million revolving credit facility due June 2018 at a base rate of LIBOR+87.500bps. The proceeds were used for refinancing. Bank of America participated in the seven bank syndicate, committing an estimated amount of US$ 142.9 million.²³

 

In January 2010, Honeywell International secured a one-year revolving credit facility with a value of US$ 20 million at a base rate of LIBOR+90.000bps. The proceeds were used for general corporate purposes. Bank of America participated in the three bank syndicate, committing an estimated amount of US$ 6 million.²⁴

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Bank of America participated in the 29 bank syndicate, committing anamount of US$ 160 million.²⁵

 

In April 2012, Honeywell International secured a US$ 3,000 million revolving credit facility due April 2017. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participated in the 16 bank syndicate, committing an estimated amount of US$ 182.1 million.²⁶

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Bank of America participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.²⁷

 

In March 2012, Jacobs Engineering entered into a US$ 1,160 million revolving credit facility due March 2017 at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes. Bank of America participated in the eight bank syndicate, committing an estimated amount of US$ 154.7 million.²⁸

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Bank of America participated in the 21 bank syndicate, committing anamount of US$ 120 million.²⁹

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.³⁰

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. Bank of America was part of the syndicate of 12 banks, participating with an amount of US$ 85 million.³¹)

 

In May 2011, Rolls-Royce & Partners Finance, a subsidiary of Rolls-Royce, entered into a US$ 1,050 million term loan due May 2014. The proceeds were used for general corporate purposes. Bank of America participated in the 19 bank syndicate, committing an estimated amount of US$ 55.3 million.³²

 

In October 2011, Rolls-Royce secured a five-year revolving credit facility with a value of £ 1,000 million (US$ 1,543.2 million). The proceeds were used to refinance two existing syndicated facilities and for general corporate purposes. Bank of America participated in the 23 bank syndicate, committing an estimated amount of US$ 46.3 million.³³

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. Bank of America was part of the nine bank syndicate, participating with an estimated amount of US$ 150 million.³⁴

 

In February 2012, SAIC entered into a US$ 750 million revolving credit facility due February 2016 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America was part of the six bank syndicate, participating with an estimated amount of US$ 150 million.³⁵

 

In April 2013, SAIC secured a US$ 750 million revolving credit facility due April 2017 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt. Bank of America was part of the six bank syndicate, participating with an estimated amount of US$ 150 million.³⁶

 

In June 2011, Serco secured a credit facility with a total value of £ 300 million (US$ 485.8 million). The facility was divided in two tranches: a £ 225 million bridge loan due June 2012 and a £ 75 million term loan due June 2014. The proceeds were used for general corporate purposes and to acquire Intelenet, an Indian company which provides business process outsourcing services. Bank of America participated in the three bank syndicate, committing an estimated amount of US$ 161.9 million.³⁷

 

In March 2012, Serco secured a £ 730 million (US$ 1,159.39 million) revolving credit facility due March 2017. The proceeds were used for refinancing the company’s existing US$ 500 million and £ 400 million credit facilities and certain other bilateral facilities, and for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, was part of the 16 bank syndicate, participating with an estimated amount of US$ 72.5 million.³⁸

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. Bank of America participatedin the 16 bank syndicate, providing an estimated amount of US$ 170 million.³⁹

 

In March 2012, URS entered into a US$ 500 million bridge Loan due March 2013 at a base rate of LIBOR+175.000bps. The proceeds will be used for future acquisitions. Bank of America was part of the ten bank syndicate, participating with an estimated amount of US$ 66.7 million.⁴⁰

Investment banking

In September 2010, Alliant Techsystems issued 6.875% ten-year bonds for US$ 350 million. The proceeds were used for general corporate purposes and to reduce indebtedness. Bank of America, one of the two bookrunners in the seven bank syndicate, underwrote US$ 129 million.⁴¹

 

In March 2011, Babcock International issued US$ 650 million worth of loan notes on the US private placement market. The issue comprised US$ 150 million seven-year 4.940% notes and US$ 500 million ten-year 5.640% notes. The proceeds were swapped into pound sterling and used to repay the bridge loan facility secured by the company in March 2010. Bank of America acted as one of the two bookrunners, underwriting an estimated amount of US$ 325 million.⁴²

 

In May 2012, BAE Systems issued £ 400 million (US$ 619 million) worth of 4.125% ten-year bonds. The proceeds were used for general corporate purposes. Bank of America was one of the four joint bookrunners, underwriting an estimated US$ 155 million.⁴³

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Bank of America participatedin the syndicate of 31 banks, underwriting anamount of US$ 122.5 million.⁴⁴

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.⁴⁵

 

In April 2013, EADS issued new shares, raising € 2,282.6million (US$ 2,986.9 million). The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participatedin the syndicate of three banks, underwriting an estimated amount of US$ 995.6 million.⁴⁶

 

In April 2013, EADS issued new shares, raising € 380million (US$ 491.5 million). Bank of America Merrill Lynch, a subsidiary of Bank of America, was the sole bookrunner of the issue, underwriting the whole amount of US$ 491.5 million.⁴⁷

 

In May 2010, Fluor issued bonds with a total value of US$ 396 milliondue May 2040. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participatedin the syndicate of two banks, underwriting an estimated amount of US$ 198 million.⁴⁸

 

In September 2011, Fluor issued bonds with a total value of US$ 500 million with an interest rate of3.375% due September 2021. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participatedin the syndicate of 17 banks, underwriting anamount of US$ 140 million.⁴⁹

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the 21 bank syndicate,underwriting anamount of US$ 180 million.⁵⁰

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the 18 bank syndicate,underwriting anamount of US$ 336 million.⁵¹

 

In July 2011, Honeywell International issued bonds with a total value of US$ 1,400 million. The issue was split in two tranches: a US$ 800 million4.250% tranche due March 2021 and a US$ 600 million5.375% tranche due March 2041. The proceeds were used for reduce indebtedness and general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the 14 bank syndicate,underwriting anamount of US$ 280 million.⁵²

 

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the 13 bank syndicate,underwriting an estimated amount of US$ 33.3 million.⁵³

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Bank of America participated in the 15 bank syndicate,underwriting anamount of US$ 220 million.⁵⁴

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.⁵⁵

 

In February 2012, Safran issued bonds with a total value of US$ 1,200 million. The issue was split in three tranches: a US$ 155 million3.700% tranche due February 2019, a US$ 505 million4.430% tranche due February 2024 and a US$ 540 million4.280% tranche due February 2022. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the two bank syndicate,underwriting an estimated amount of US$ 600 million.⁵⁶

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the ten bank syndicate,underwriting an estimated amount of US$ 187.5 million.⁵⁷

 

In May 2011, Serco issued bonds for a total value of US$ 300 million. The issue was split in three tranches: a US$ 50 million 3.620% tranche due May 2016, a US$ 150 million 4.940% tranche due May 2021 and a US$ 100 million 4.350% tranche due May 2018. The proceeds were used for general corporate purposes. Bank of America was the sole bookrunner of the issue, underwriting the whole amount of US$ 300 million.⁵⁸

 

In December 2011, Serco issued bonds with a total value of US$ 335 million. The issue was split in three tranches: a US$ 70 million3.780% tranche due December 2019, a US$ 125 million4.270% tranche due December 2023 and a US$ 140 million4.170% tranche due December 2021. The proceeds were used for general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the three bank syndicate,underwriting an estimated amount of US$ 111.7 million.⁵⁹

 

In March 2012, URS issued bonds with a total value of US$ 1,000 million. The issue was split in two tranches: a US$ 400 million3.850% tranche due April 2017 and a US$ 600 million5.000% tranche due April 2022. The proceeds were used for paying fees and expenses, reducing indebtedness, acquisition and general corporate purposes. Bank of America Merrill Lynch, a subsidiary of Bank of America, participated in the four bank syndicate,underwriting an estimated amount of US$ 250 million.⁶⁰

Asset management

Table 13 provides an overview of the nuclear weapon companies in which Bank of America owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 13      Shareholdings of Bank of America

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	9.88	263.27	07-Jan-2013 until 31-Mar-2013
Boeing	United States	0.53	342.14	31-Mar-2013
Fluor	United States	1.00	108.51	31-Mar-2013
General Dynamics	United States	0.77	190.97	31-Mar-2013
Honeywell International	United States	1.66	982.67	31-Dec-2012 until 31-Mar-2013
Jacobs Engineering	United States	1.54	113.62	31-Mar-2013
Lockheed Martin	United States	0.66	203.63	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 14 provides an overview of the nuclear weapon companies in which Bank of America owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 14      Bondholdings of Bank of America

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.50	2.73	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

BB&T Corporation

BB&T currently has an estimated USD$ 181.90 million invested or available for the nuclear weapons producers identified in this report.

Loans

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. Branch Banking & Trust, a subsidiary of BB&T, was part of the 24 bank syndicate and participated with an estimated US$ 20 million.⁶¹

 

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. Branch Banking & Trust, a subsidiary of BB&T, was part of the syndicate of 20 banks and provided US$ 35 million.⁶²

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. Branch Banking & Trust, a subsidiary of BB&T, participated in the syndicate of 13 banks and provided an estimated US$ 13 million.⁶³

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Branch Banking & Trust, a subsidiary of BB&T, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.⁶⁴

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Branch Banking & Trust, a subsidiary of BB&T, was part of the syndicate of 17 banks, participating with US$ 40 million.⁶⁵

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Branch Banking & Trust, a subsidiary of BB&T, participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.⁶⁶

 

Beck, Mack & Oliver

Beck, Mack & Oliver currently has an estimated USD$ 89.91 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 15 provides an overview of the nuclear weapon companies in which Beck, Mack & Oliver owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 15      Shareholdings of Beck, Mack & Oliver

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	0.83	89.91	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Blackrock

Blackrock currently has an estimated USD$ 19,239.67 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 16 provides an overview of the nuclear weapon companies in which Blackrock owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 16      Shareholdings of Blackrock

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	5.45	184.20	31-Mar-2013
Alliant Techsystems	United States	5.59	130.48	31-Mar-2013
Babcock & Wilcox	United States	3.64	116.19	30-Sep-2012 until 31-Mar-2013
Babcock International	United Kingdom	5.74	359.95	27-Feb-2013 until 01-Jun-2013
BAE Systems	United Kingdom	0.98	179.23	30-Sep-2012 until 06-Jun-2013
Boeing	United States	5.18	3,366.73	30-Sep-2012 until 31-May-2013
EADS	Netherlands	4.65	1,581.82	09-Oct-2012 until 31-May-2013
Fluor	United States	5.24	565.97	30-Sep-2012 until 31-Mar-2013
GenCorp	United States	8.23	66.30	31-Mar-2013
General Dynamics	United States	4.83	1,204.45	30-Sep-2012 until 31-May-2013
Honeywell International	United States	5.69	3,374.40	31-Mar-2013 until 31-May-2013
Huntington Ingalls Industries	United States	5.95	159.26	31-Mar-2013
Jacobs Engineering	United States	5.59	411.41	31-Mar-2013
Larsen & Toubro*	India	1.17	184.09	30-Apr-2013 until 31-May-2013
Lockheed Martin	United States	5.17	1,600.27	31-Mar-2013 until 31-May-2013
Northrop Grumman	United States	8.76	1,444.58	30-Sep-2012 until 31-May-2013
Rockwell Collins	United States	5.81	497.81	31-Mar-2013
Rolls-Royce	United Kingdom	5.91	1,752.23	08-Feb-2013 until 03-Jun-2013
Safran	France	1.57	328.22	30-Sep-2012 until 31-May-2013
SAIC	United States	5.60	260.54	30-Sep-2012 until 31-Mar-2013
Serco	United Kingdom	5.47	254.76	30-Sep-2012 until 11-Jun-2013
ThyssenKrupp	Germany	5.64	612.54	30-Sep-2012 until 31-May-2013
URS	United States	5.34	192.28	30-Sep-2012 until 31-Mar-2013

* Including Larsen and Toubro Sponsored GDR Representing 1 Ordinary Share.

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 17 provides an overview of the nuclear weapon companies in which Blackrock owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 17      Bondholdings of Blackrock

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Boeing	United States	0.53	48.42	30-Jun-13 until 31-Mar-13
Fluor	United States	0.67	3.50	30-Jun-13
GenCorp	United States	0.61	4.00	31-Mar-13
General Dynamics	United States	1.38	53.61	31-Mar-13 until 30-Jun-13
Honeywell International	United States	0.74	44.79	31-Mar-13 until 30-Jun-13
Huntington Ingalls Industries	United States	5.87	70.43	30-Jun-13 until 31-Mar-13
Lockheed Martin	United States	0.93	64.69	31-Mar-13 until 30-Jun-13
Rolls-Royce	United Kingdom	0.86	22.30	31-Mar-13 until 30-Jun-13
Thales	France	0.87	15.71	30-Jun-13
ThyssenKrupp	Germany	1.14	84.51	30-Jun-13 until 31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

BNY Mellon

BNY Mellon currently has an estimated USD$ 4,264.99 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. BNY Mellon was part of the syndicate of 20 banks and provided US$ 35 million.⁶⁷

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. BNY Mellon participated in the syndicate of 13 banks and provided an estimated US$ 13 million.⁶⁸

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. BNY Mellon was part of the syndicate of 24 banks, and committed an estimated amount of US$ 75 million.⁶⁹

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. BNY Mellon was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.⁷⁰

 

In December 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. BNY Mellon participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.⁷¹

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. Bank of New York, a subsidiary of BNY Mellon, participated in the 21 bank syndicate, committing an estimated amount of US$ 37.5 million.⁷²

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. Bank of New York, a subsidiary of BNY Mellon, participated in the 22 bank syndicate, committing an estimated amount of US$ 78.1 million.⁷³

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. BNY Mellon participated in the 29 bank syndicate, committing anamount of US$ 80 million.⁷⁴

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. Bank of New York, a subsidiary of BNY Mellon, participated in the 11 bank syndicate, committing an estimated amount of US$ 171.4 million.⁷⁵

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. BNY Mellon participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.⁷⁶

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. BNY Mellon was part of the syndicate of 12 banks, participating with an amount of US$ 85 million.⁷⁷)

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. Bank of New York, a subsidiary of BNY Mellon, was part of the syndicate of nine banks, participating with an estimated amount of US$ 64.3 million.⁷⁸

Investment banking

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. BNY Mellon participatedin the syndicate of 31 banks, underwriting anamount of US$ 15 million.⁷⁹

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. BNY Mellon participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.⁸⁰

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. BNY Mellon participated in the 21 bank syndicate,underwriting anamount of US$ 30 million.⁸¹

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. BNY Mellon participated in the 18 bank syndicate,underwriting anamount of US$ 72 million.⁸²

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. BNY Mellon participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.⁸³

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. BNY Mellon participated in the ten bank syndicate,underwriting an estimated amount of US$ 26.8 million.⁸⁴

Asset management

Table 18 provides an overview of the nuclear weapon companies in which BNY Mellon owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 18      Shareholdings of BNY Mellon

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.98	67.08	31-Mar-2013
Alliant Techsystems	United States	1.32	30.96	31-Mar-2013
Babcock & Wilcox	United States	0.53	16.97	31-Mar-2013
Boeing	United States	1.06	692.43	31-Mar-2013
Fluor	United States	2.58	278.47	31-Mar-2013
GenCorp	United States	0.97	7.84	31-Mar-2013
General Dynamics	United States	1.08	265.92	31-Mar-2013
Honeywell International	United States	1.50	889.19	31-Mar-2013
Huntington Ingalls Industries	United States	0.98	26.26	31-Mar-2013
Jacobs Engineering	United States	1.93	141.83	31-Mar-2013
Lockheed Martin	United States	1.22	376.97	31-Mar-2013
Northrop Grumman	United States	2.24	368.59	31-Mar-2013
Rockwell Collins	United States	1.57	133.83	31-Mar-2013
SAIC	United States	0.97	45.46	31-Mar-2013
URS	United States	1.43	51.39	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 19 provides an overview of the nuclear weapon companies in which BNY Mellon owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 19      Bondholdings of BNY Mellon

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.55	3.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

Brown Advisory Holdings

Brown Advisory Holdings currently has an estimated USD$ 570.41 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 20 provides an overview of the nuclear weapon companies in which Brown Advisory Holdings owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 20      Shareholdings of Brown Advisory Holdings

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	5.28	570.41	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Calamos Holdings

Calamos Holdings currently has an estimated USD$ 122.15 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 21 provides an overview of the nuclear weapon companies in which Calamos Holdings owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 21      Shareholdings of Calamos Holdings

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	0.71	76.25	31-Mar-2013
Jacobs Engineering	United States	0.56	40.83	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 22 provides an overview of the nuclear weapon companies in which Calamos Holdings owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 22      Bondholdings of Calamos Holdings

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.92	5.07	30-Apr-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

Cantillon Capital Management

Cantillon Capital Management currently has an estimated USD$ 316.26 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 23 provides an overview of the nuclear weapon companies in which Cantillon Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 23      Shareholdings of Cantillon Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock International	United Kingdom	4.95	316.26	13-May-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Capital Group of Companies

Capital Group of Companies currently has an estimated USD$ 19,490.53 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 24 provides an overview of the nuclear weapon companies in which Capital Group of Companies owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 24      Shareholdings of Capital Group of Companies

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock International	United Kingdom	8.59	527.68	06-Feb-2013 until 13-May-2013
BAE Systems	United Kingdom	1.77	288.10	08-Oct-2012 until 10-Jan-2013
Bharat Electronics	India	0.76	12.90	31-Mar-2013
Boeing	United States	9.81	6,383.66	31-Mar-2013
EADS	Netherlands	3.33	894.70	26-Sep-2012 until 31-Mar-2013
General Dynamics	United States	11.16	2,779.06	31-Mar-2013
Honeywell International	United States	1.27	752.37	31-Mar-2013
Lockheed Martin	United States	16.19	5,005.48	31-Mar-2013
Northrop Grumman	United States	2.68	442.36	31-Mar-2013
Rockwell Collins	United States	12.36	1,058.37	31-Mar-2013
Rolls-Royce	United Kingdom	3.13	1,073.68	25-Feb-2013 until 15-May-2013
Serco	United Kingdom	4.87	216.09	27-Feb-2013 until 13-Jun-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 25 provides an overview of the nuclear weapon companies in which Capital Group of Companies owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 25      Bondholdings of Capital Group of Companies

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.31	15.25	31-Mar-13
Honeywell International	United States	0.67	40.83	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Capital One Financial

Capital One currently has an estimated USD$ 45.90 million invested or available for the nuclear weapons producers identified in this report.

Loans

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Capital One Financial participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.⁸⁵

Carlson Capital

Carlson Capital currently has an estimated USD$ 26.62 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 26 provides an overview of the nuclear weapon companies in which Carlson Capital owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 26      Shareholdings of Carlson Capital

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	0.52	16.64	31-Mar-2013
GenCorp	United States	1.24	9.98	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Century Management

Century Management currently has an estimated USD$ 66.65 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 27 provides an overview of the nuclear weapon companies in which Century Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 27      Shareholdings of Century Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.91	66.65	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Charles Schwab Investment Management

Charles Schwab Investment Management currently has an estimated USD$ 91.73 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 28 provides an overview of the nuclear weapon companies in which Charles Schwab Investment Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 28      Shareholdings of Charles Schwab Investment Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Nortrop Grumman	United States	0.56	91.73	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Citadel Group

Citadel Group currently has an estimated USD$ 244.61 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 29 provides an overview of the nuclear weapon companies in which Citadel Group owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 29      Shareholdings of Citadel Group

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Lockheed Martin	United States	0.72	221.87	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 30 provides an overview of the nuclear weapon companies in which Citadel Group owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 30      Bondholdings of Citadel Group

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.41	7.74	31-Mar-13
GenCorp	United States	2.27	15.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Citi

Citi currently has an estimated USD$ 8,145.40 million invested or available for the nuclear weapons producers identified in this report.

Loans

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. Citi was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.⁸⁶

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. Citi was one of the four bookrunners in a syndicate of 24 banks, and committed an estimated amount of US$ 250 million.⁸⁷

 

In July 2012, Bechtel signed a five-year revolving credit facility with a value of US$ 975 million. The proceeds would be used for general corporate purposes. Citi participated in the syndicate of six banks, and committed an estimated amount of US$ 146 million.⁸⁸

 

In June 2013, Bechtel signed a five-year revolving credit facility with a value of US$ 3,000 million. The facility is an extension of the US$ 975 million revolving credit from July 2012 and is split in two tranches: a US$ 1,000 million revolver at a base rate of LIBOR+100.000bps, and a US$ 2,000 million revolver at a base rate of LIBOR+55.000bps. The proceeds would be used for refinancing and general corporate purposes. Citi was one of the four bookrunners in a syndicate of eight banks, and committed an estimated amount of US$ 300 million.⁸⁹

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Citi was one of two bookrunners in the syndicate of 37 banks, participating with an estimated amount of US$ 475.2 million.⁹⁰

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Citi was one of two bookrunners in the syndicate of 35 banks, providing an estimated amount of US$ 920 million.⁹¹

 

In October 2012, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a US$ 2,300 million tranche due October 2013 at a base rate of LIBOR+82.500bps, and a US$ 2,300 million tranche due October 2017 at a base rate of LIBOR+79.500bps, which replaced the loan secured in November 2011. The proceeds were used for refinancing bank debt and general corporate purposes. Citi was one of two bookrunners in the syndicate of four banks, providing an estimated amount of US$ 1380 million.⁹²

 

In April 2011, EADS secured a five-year revolving credit facility with a value of € 3,000 million (US$ 4,345.3 million), at a base rate of EURIBOR+37.500bps. The proceeds were used for refinancing and for general corporate purposes. Citi participated in the 39 bank syndicate, committing an estimated amount of US$ 111.4 million.⁹³

 

In November 2012, Fluor secured a US$ 1,800 million revolving credit facility due November 2017 at a base rate of LIBOR+100.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Citi participated in the eight bank syndicate, committing an estimated amount of US$ 270 million.⁹⁴

 

In January 2010, Honeywell International secured a one-year revolving credit facility with a value of US$ 20 million at a base rate of LIBOR+90.000bps. The proceeds were used for general corporate purposes. Citi participated in the three bank syndicate, committing an estimated amount of US$ 8 million.⁹⁵

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Citi participated in the 29 bank syndicate, committing anamount of US$ 215 million.⁹⁶

 

In April 2012, Honeywell International secured a US$ 3,000 million revolving credit facility due April 2017. The proceeds were used for refinancing bank debt and general corporate purposes. Citi participated in the 16 bank syndicate, committing anamount of US$ 225 million.⁹⁷

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Citi participated in the 21 bank syndicate, committing anamount of US$ 120 million.⁹⁸

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. Citi participated in the 11 bank syndicate, committing an estimated amount of US$ 200 million.⁹⁹

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Citi participated in the 28 bank syndicate, committing an estimated amount of US$ 50 million.¹⁰⁰

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. Citi was part of the syndicate of 12 banks, participating with an amount of US$ 105 million.¹⁰¹)

 

In May 2011, Rolls-Royce & Partners Finance, a subsidiary of Rolls-Royce, entered into a US$ 1,050 million term loan due May 2014. The proceeds were used for general corporate purposes. Citi participated in the 19 bank syndicate, committing an estimated amount of US$ 55.3 million.¹⁰²

 

In October 2011, Rolls-Royce secured a five-year revolving credit facility with a value of £ 1,000 million (US$ 1,543.2 million). The proceeds were used to refinance two existing syndicated facilities and for general corporate purposes. Citi participated in the 23 bank syndicate, committing an estimated amount of US$ 205.8 million.¹⁰³

 

In December 2010, Safran secured a five-year revolving credit facility with a value of € 1,600 million (US$ 2,122.3 million). The proceeds were used for general corporate purposes. Citi participated in the 12 bank syndicate, committing an estimated amount of US$ 121.3 million.¹⁰⁴

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. Citi was part of the syndicate of nine banks, participating with an estimated amount of US$ 150 million.¹⁰⁵

 

In February 2012, SAIC entered into a US$ 750 million revolving credit facility due February 2016 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Citi was part of the syndicate of six banks, participating with an estimated amount of US$ 150 million.¹⁰⁶

 

In April 2013, SAIC secured a US$ 750 million revolving credit facility due April 2017 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt. Citi was part of the syndicate of six banks, participating with an estimated amount of US$ 150 million.¹⁰⁷

 

In December 2010, Thales secured a five-year revolving credit facility with a value of € 1,500 million (US$ 1,978.6 million). The proceeds were used to refinance a loan which was due to mature in December 2011 and for general corporate purposes. Citi participated in the 20 bank syndicate, committing an estimated amount of US$ 87.9 million.¹⁰⁸

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. Citi participatedin the syndicate of 16 banks, providing an estimated amount of US$ 170 million.¹⁰⁹

 

In March 2012, URS entered into a US$ 500 million bridge Loan due March 2013 at a base rate of LIBOR+175.000bps. The proceeds will be used for future acquisitions. Citi was part of the syndicate of ten banks, participating with an estimated amount of US$ 66.7 million.¹¹⁰

Investment banking

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Citi participatedin the syndicate of 31 banks, underwriting anamount of US$ 22.5 million.¹¹¹

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Citi participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 65.6 million.¹¹²

 

In April 2013, EADS Finance, a subsidiary of EADS, issued bonds with a total value of US$ 1,000 million with an interest rate of2.700% due April 2023. The proceeds were used for general corporate purposes. Citi participatedin the syndicate of six banks, underwriting an estimated amount of US$ 166.7 million.¹¹³

 

In September 2011, Fluor issued bonds with a total value of US$ 500 million with an interest rate of3.375% due September 2021. The proceeds were used for general corporate purposes. Citi participatedin the syndicate of 17 banks, underwriting anamount of US$ 15 million.¹¹⁴

 

In January 2013, GenCorp issued bonds with a total value of US$ 460 million with an interest rate of7.125% due March 2021. The proceeds were used for future acquisitions and general corporate purposes. Citi participatedin the syndicate of four banks, underwriting an estimated amount of US$ 115 million.¹¹⁵

 

In July 2011, Honeywell International issued bonds with a total value of US$ 1,400 million. The issue was split in two tranches: a US$ 800 million4.250% tranche due March 2021 and a US$ 600 million5.375% tranche due March 2041. The proceeds were used for reduce indebtedness and general corporate purposes. Citi participated in the 14 bank syndicate,underwriting anamount of US$ 280 million.¹¹⁶

 

In February 2010, L&T Finance Holdings, a subsidiary of Larsen & Toubro, issued bonds with a total value of INR 5,000 million (US$ 107.8 million). The issue was split in two tranches: a INR 2,500 million (US$ 53.9 million) 8.500% tranche due March 2013 and a INR 2,500 million (US$ 53.9 million) 8.400% tranche due March 2013. Citi participated in the three bank syndicate,underwriting an estimated amount of US$ 35.9 million.¹¹⁷

 

In July 2011, L&T Finance Holdings a subsidiary of Larsen & Toubro, issued shares through an Initial Public Offering (IPO), raising INR 12,360.7million (US$ 279.7 million). The proceeds were used for paying fees & expenses, investing in other companies, capital expenditures, reducing indebtedness and general corporate purposes. Citi participatedin the syndicate of six banks, underwriting an estimated amount of US$ 46.6 million.¹¹⁸

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Citi participated in the 15 bank syndicate,underwriting anamount of US$ 410 million.¹¹⁹

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. Citi participated in the 12 bank syndicate,underwriting anamount of US$ 225 million.¹²⁰

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Citi participated in the 26 bank syndicate,underwriting an estimated amount of US$ 356.3 million.¹²¹

 

In February 2012, Safran issued bonds with a total value of US$ 1,200 million. The issue was split in three tranches: a US$ 155 million3.700% tranche due February 2019, a US$ 505 million4.430% tranche due February 2024 and a US$ 540 million4.280% tranche due February 2022. The proceeds were used for general corporate purposes. Citi participated in the two bank syndicate,underwriting an estimated amount of US$ 600 million.¹²²

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. Citi participated in the ten bank syndicate,underwriting an estimated amount of US$ 187.5 million.¹²³

 

In March 2013, Thales issued bonds with a total value of € 800 million (US$ 1036.7 million). The issue was split in two tranches: a € 300 million(US$ 388.8 million) 2.250% tranche due March 2021 and a € 500 million(US$ 647.9 million) 1.625% tranche due March 2018. The proceeds were used for general corporate purposes. Citi participated in the seven bank syndicate,underwriting an estimated amount of US$ 148.1 million.¹²⁴

 

In March 2012, ThyssenKrupp issued bonds with a total value of € 100 million (US$ 132.2 million) with an interest rate of5.000% due April 2022. The proceeds were used for general corporate purposes. Citi was the sole bookrunner of the issue, underwriting the whole amount of US$ 132.2 million.¹²⁵

 

In March 2013, ThyssenKrupp issued bonds with a total value of € 350 million (US$ 456.8 million) with an interest rate of4.000% due August 2018. The proceeds were used for general corporate purposes. Citi participatedin the syndicate of two banks, underwriting an estimated amount of US$ 228.4 million.¹²⁶

 

In February 2013, ThyssenKrupp issued bonds with a total value of € 1,250 million (US$ 1669.6 million) with an interest rate of4.000% due August 2018. The proceeds were used for general corporate purposes. Citi participatedin the syndicate of four banks, underwriting an estimated amount of US$ 417.4 million.¹²⁷

 

In March 2012, URS issued bonds with a total value of US$ 1,000 million. The issue was split in two tranches: a US$ 400 million3.850% tranche due April 2017 and a US$ 600 million5.000% tranche due April 2022. The proceeds were used for paying fees and expenses, reducing indebtedness, acquisition and general corporate purposes. Citi participated in the four bank syndicate,underwriting an estimated amount of US$ 250 million.¹²⁸

City National Bank

City National Bank currently has an estimated USD$ 85.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. City National Bank (CNB) participatedin the syndicate of 16 banks, providing an estimated amount of US$ 85 million.¹²⁹

Columbus Circle Investors

Columbus Circle Investors currently has an estimated USD$ 26.77 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 31 provides an overview of the nuclear weapon companies in which Columbus Circle Investors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 31      Shareholdings of Columbus Circle Investors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.79	26.77	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Comerica

Comerica currently has an estimated USD$ 295.90 million invested or available for the nuclear weapons producers identified in this report.

Loans

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. Comerica Bank was part of the ten bank syndicate, participating with an estimated US$ 79 million.¹³⁰

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. Comerica Bank was part of the eleven bank syndicate and provided an estimated US$ 33 million.¹³¹

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Comerica Bank, part of Comerica, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.¹³²

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Comerica Bank was part of the syndicate of 17 banks, participating with US$ 25 million.¹³³

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Comerica participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.¹³⁴

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. Comerica participatedin the syndicate of 16 banks, providing an estimated amount of US$ 85 million.¹³⁵

 

Cornerstone Investment Partners

Cornerstone Investment Partners currently has an estimated USD$ 170.32 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 32 provides an overview of the nuclear weapon companies in which Cornerstone Investment Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 32      Shareholdings of Cornerstone Investment Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	0.68	170.32	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Cowen Group

Cowen Group currently has an estimated USD$ 30.00 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Cowen Group participated in the 21 bank syndicate,underwriting anamount of US$ 30 million.¹³⁶

 

Crestwood Capital Management

Crestwood Capital Management currently has an estimated USD$ 27.74 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 33 provides an overview of the nuclear weapon companies in which Crestwood Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 33      Shareholdings of Crestwood Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
SAIC	United States	0.60	27.74	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

D.E. Shaw

D.E. Shaw currently has an estimated USD$ 119.03 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 34 provides an overview of the nuclear weapon companies in which D.E. Shaw owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 34      Shareholdings of D.E. Shaw

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.19	37.96	31-Mar-2013
Huntington Ingalls Industries	United States	1.49	39.79	31-Mar-2013
URS	United States	1.15	41.28	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

D.F. Dent & Company

D.F. Dent & Company currently has an estimated USD$ 102.90 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 35 provides an overview of the nuclear weapon companies in which D.F. Dent & Company owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 35      Shareholdings of D.F. Dent & Company

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	1.39	102.09	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Denver Investments

Denver Investments currently has an estimated USD$ 25.40 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 36 provides an overview of the nuclear weapon companies in which Denver Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 36      Shareholdings of Denver Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.95	25.40	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

DePrince Race & Zollo

DePrince Race & Zollo currently has an estimated USD$ 44.73 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 37 provides an overview of the nuclear weapon companies in which DePrince Race & Zollo owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 37      Shareholdings of DePrince Race & Zollo

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
URS	United States	1.24	44.73	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Dimensional Fund Advisors

Dimensional Fund Advisors currently has an estimated USD$ 404.87 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 38 provides an overview of the nuclear weapon companies in which Dimensional Fund Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 38      Shareholdings of Dimensional Fund Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.43	48.15	31-Mar-2013 until 30-Apr-2013
Alliant Techsystems	United States	1.27	29.60	31-Mar-2013
Babcock International	United Kingdom	0.55	33.39	1-Jun-2013
GenCorp	United States	1.58	12.72	31-Mar-2013
Huntington Ingalls Industries	United States	1.28	34.02	31-Mar-2013 until 30-Apr-2013
Nortrop Grumman	United States	1.02	168.72	31-Mar-2013 until 30-Apr-2013
URS	United States	2.18	78.27	31-Mar-2013 until 30-Apr-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Dreman Value Management

Dreman Value Management currently has an estimated USD$ 75.57 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 39 provides an overview of the nuclear weapon companies in which Dreman Value Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 39      Shareholdings of Dreman Value Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.87	43.63	31-Mar-2013
GenCorp	United States	0.55	4.35	30-Apr-2013
URS	United States	0.77	27.59	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Drexel Hamilton

Drexel Hamilton currently has an estimated USD$ 35.60 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Drexel Hamilton participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.¹³⁷

Earnest Partners

Earnest Partners currently has an estimated USD$ 94.64 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 40 provides an overview of the nuclear weapon companies in which Earnest Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 40      Shareholdings of Earnest Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
URS	United States	2.63	94.64	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Eaton Vance

Eaton Vance currently has an estimated USD$ 576.78 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 41 provides an overview of the nuclear weapon companies in which Eaton Vance owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 41      Shareholdings of Eaton Vance

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	0.65	424.29	31-Dec-2012 until 31-Mar-2013
Jacobs Engineering	United States	1.78	131.17	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 42 provides an overview of the nuclear weapon companies in which Eaton Vance owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 42      Bondholdings of Eaton Vance

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.81	11.95	31-Jan-13 until 30-Apr-13
Huntington Ingalls Industries	United States	0.78	9.37	31-Mar-13 until 30-Apr-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Epoch Investment Partners

Epoch Investment Partners currently has an estimated USD$ 350.75 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 43 provides an overview of the nuclear weapon companies in which Epoch Investment Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 43      Shareholdings of Epoch Investment Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	0.54	94.70	14-Jan-2013
Lockheed Martin	United States	0.54	167.44	31-Mar-2013
Rockwell Collins	United States	1.03	88.61	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Evercore Partners

Evercore Partners currently has an estimated USD$ 8,602.59 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 44 provides an overview of the nuclear weapon companies in which Evercore Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 44      Shareholdings of Evercore Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	7.70	5,014.14	31-Mar-2013
General Dynamics	United States	8.43	2,100.90	31-Mar-2013
Honeywell International	United States	2.51	1,487.55	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Farallon Capital Management

Farallon Capital Management currently has an estimated USD$ 122.45 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 45 provides an overview of the nuclear weapon companies in which Farallon Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 45      Shareholdings of Farallon Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rockwell Collins	United States	1.43	122.45	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Fidelity Investments

Fidelity Investments currently has an estimated USD$ 6,183.11 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 46 provides an overview of the nuclear weapon companies in which Fidelity Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 46      Shareholdings of Fidelity Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	13.77	465.76	31-Mar-2013 until 31-May-2013
Alliant Techsystems	United States	1.20	27.97	31-Mar-2013
Babcock & Wilcox	United States	0.62	19.78	31-Mar-2013
Babcock International	United Kingdom	4.99	318.26	01-Mar-2013 until 13-May-2013
BAE Systems	United Kingdom	2.16	362.12	09-Oct-2012 until 30-Apr-2013
Boeing	United States	0.89	583.64	31-Mar-2013 until 31-May-2013
Fluor	United States	2.13	228.08	31-Mar-2013 until 30-Apr-2013
General Dynamics	United States	0.75	187.72	31-Mar-2013 until 30-Apr-2013
Honeywell International	United States	2.62	1,554.38	31-Mar-2013 until 31-May-2013
Jacobs Engineering	United States	5.04	371.16	31-Mar-2013 until 30-Apr-2013
Larsen & Toubro	India	0.63	104.73	31-Mar-2013 until 31-May-2013
Rockwell Collins	United States	1.11	95.01	31-Mar-2013 until 30-Apr-2013
Rolls-Royce	United Kingdom	2.40	778.71	22-Feb-2013 until 03-Jun-2013
Safran	France	1.03	223.24	30-Apr-2013 until 31-May-2013
SAIC	United States	1.05	48.68	31-Mar-2013 until 30-Apr-2013
Serco	United Kingdom	8.83	412.56	27-Feb-2013 until 26-Jun-2013
URS	United States	7.98	286.97	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 47 provides an overview of the nuclear weapon companies in which Fidelity Investments owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 47      Bondholdings of Fidelity Investments

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.94	10.65	31-Oct-12 until 30-Apr-13
BAE Systems	United Kingdom	1.08	51.47	31-May-13 until 31-Dec-12
GenCorp	United States	1.16	7.64	31-Mar-13 until 30-Apr-13
Huntington Ingalls Industries	United States	3.72	44.58	30-Apr-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Fifth Third Bancorp

Fifth Third Bancorp currently has an estimated USD$ 53.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Fifth Third Bank, a subsidiary of Fifth Third Bancorp, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.¹³⁸

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Fifth Third Bank, a subsidiary of Fifth Third Bancorp, was part of the syndicate of 17 banks, participating with US$ 25 million.¹³⁹

 

Firefly Value Partners

Firefly Value Partners currently has an estimated USD$ 48.01 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 48 provides an overview of the nuclear weapon companies in which Firefly Value Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 48      Shareholdings of Firefly Value Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	1.80	48.01	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

First Commercial Bank

First Commercial Bank currently has an estimated USD$ 30.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. First Commercial Bank was part of the syndicate of 20 banks and provided US$ 10 million.¹⁴⁰

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. First Commercial Bank was part of the 24 bank syndicate and participated with an estimated US$ 20 million.¹⁴¹

First Eagle

First Eagle currently has an estimated USD$ 1,190.16 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 49 provides an overview of the nuclear weapon companies in which First Eagle owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 49      Shareholdings of First Eagle

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	15.67	365.46	31-Mar-2013
Lockheed Martin	United States	1.24	383.64	31-Mar-2013
Northrop Grumman	United States	2.58	424.99	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 50 provides an overview of the nuclear weapon companies in which First Eagle owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 50      Bondholdings of First Eagle

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.82	5.41	31-Mar-13
Huntington Ingalls Industries	United States	0.89	10.66	31-Mar-13 until 31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

First Manhattan

First Manhattan currently has an estimated USD$ 47.99 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 51 provides an overview of the nuclear weapon companies in which First Manhattan owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 51      Shareholdings of First Manhattan

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rockwell Collins	United States	0.56	47.99	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Franklin Resources

Franklin Resources currently has an estimated USD$ 2,734.97 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 52 provides an overview of the nuclear weapon companies in which Franklin Resources owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 52      Shareholdings of Franklin Resources

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	5.70	1,012.91	31-Dec-2012 until 06-Jun-2013
General Dynamics	United States	0.69	167.86	31-Mar-2013
Huntington Ingalls Industries	United States	7.85	209.99	31-Mar-2013
Lockheed Martin	United States	1.35	415.53	31-Mar-2013
Nortrop Grumman	United States	0.57	94.57	31-Mar-2013
Safran	France	1.37	253.87	31-Mar-2013
SAIC	United States	1.09	50.71	31-Mar-2013
ThyssenKrupp	Germany	5.06	529.53	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Gamco Investors

Gamco Investors currently has an estimated USD$ 640.17 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 53 provides an overview of the nuclear weapon companies in which Gamco Investors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 53      Shareholdings of Gamco Investors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	13.05	105.01	31-Mar-2013
Honeywell International	United States	0.57	338.11	31-Mar-2013
Rolls-Royce	United Kingdom	0.57	184.50	3-Jun-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 54 provides an overview of the nuclear weapon companies in which Gamco Investors owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 54      Bondholdings of Gamco Investors

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.90	12.55	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

General Electric

General Electric currently has an estimated USD$ 70.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. GE Capital, a subsidiary of General Electric, was part of the syndicate of 20 banks and provided US$ 70 million.¹⁴²

General Insurance Corporation of India (India)

General Insurance Corporation of India currently has an estimated USD$ 317.19 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 55 provides an overview of the nuclear weapon companies in which General Insurance Corporation of India owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 55      Shareholdings of General Insurance Corporation of India

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Larsen & Toubro	India	2.05	317.19	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Geode Capital Management

Geode Capital Management currently has an estimated USD$ 1,443.02 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 56 provides an overview of the nuclear weapon companies in which Geode Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 56      Shareholdings of Geode Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	0.61	398.21	31-Mar-2013
Fluor	United States	0.65	70.68	31-Mar-2013
General Dynamics	United States	0.64	159.39	31-Mar-2013
Honeywell International	United States	0.67	399.44	31-Mar-2013
Jacobs Engineering	United States	0.65	47.51	31-Mar-2013
Lockheed Martin	United States	0.57	176.10	31-Mar-2013
Nortrop Grumman	United States	0.67	110.25	31-Mar-2013
Rockwell Collins	United States	0.66	56.27	31-Mar-2013
SAIC	United States	0.54	25.17	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Glenview Capital Management

Glenview Capital Management currently has an estimated USD$ 372.93 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 57 provides an overview of the nuclear weapon companies in which Glenview Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 57      Shareholdings of Glenview Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	4.93	157.04	31-Mar-2013
URS	United States	6.00	215.89	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Goldman Sachs

Goldman Sachs currently has an estimated USD$ 6,570.93 million invested or available for the nuclear weapons producers identified in this report.

Loans

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. Goldman Sachs was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.¹⁴³

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$ 1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. Goldman Sachs was part of the syndicate of 24 banks, and committed an estimated amount of US$ 75 million.¹⁴⁴

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Goldman Sachs was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.¹⁴⁵

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Goldman Sachs participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.¹⁴⁶

 

In April 2011, EADS secured a five-year revolving credit facility with a value of € 3,000 million (US$ 4,345.3 million), at a base rate of EURIBOR+37.500bps. The proceeds were used for refinancing and for general corporate purposes. Goldman Sachs participated in the 39 bank syndicate, committing an estimated amount of US$ 111.4 million.¹⁴⁷

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Goldman Sachs participated in the 29 bank syndicate, committing anamount of US$ 160 million.¹⁴⁸

 

In April 2012, Honeywell International secured a US$ 3,000 million revolving credit facility due April 2017. The proceeds were used for refinancing bank debt and general corporate purposes. Goldman Sachs participated in the 16 bank syndicate, committing an estimated amount of US$ 182.1 million.¹⁴⁹

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Goldman Sachs participated in the 21 bank syndicate, committing anamount of US$ 55 million.¹⁵⁰

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. Goldman Sachs participated in the 11 bank syndicate, committing an estimated amount of US$ 171.4 million.¹⁵¹

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Goldman Sachs participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.¹⁵²

 

In October 2011, Rolls-Royce secured a five-year revolving credit facility with a value of £ 1,000 million (US$ 1,543.2 million). The proceeds were used to refinance two existing syndicated facilities and for general corporate purposes. Goldman Sachs participated in the 23 bank syndicate, committing an estimated amount of US$ 46.3 million.¹⁵³

Investment banking

In October 2011, BAE Systems issued bonds for a total value of US$ 1,250 million. The issue was divided in three tranches: a US$ 500 million 4.750% tranche due October 2021, a US$ 350 million 3.500% tranche due October 2016 and a US$ 400 million 5.800% tranche due October 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Goldman Sachs was one of the five bookrunners, underwriting an estimated amount of US$ 250 million.¹⁵⁴

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Goldman Sachs participatedin the syndicate of 31 banks, underwriting anamount of US$ 22.5 million.¹⁵⁵

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Goldman Sachs participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 65.6 million.¹⁵⁶

 

In December 2012, EADS issued new shares, raising € 1,664.1million (US$ 2,158.1 million). Goldman Sachs participatedin the syndicate of two banks, underwriting an estimated amount of US$ 1,079 million.¹⁵⁷

 

In April 2013, EADS issued new shares, raising € 2,261.2million (US$ 2,946.9 million). Goldman Sachs participatedin the syndicate of two banks, underwriting an estimated amount of US$ 1,473.5 million.¹⁵⁸

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Goldman Sachs participated in the 21 bank syndicate,underwriting anamount of US$ 52.5 million.¹⁵⁹

 

In July 2011, Honeywell International issued bonds with a total value of US$ 1,400 million. The issue was split in two tranches: a US$ 800 million4.250% tranche due March 2021 and a US$ 600 million5.375% tranche due March 2041. The proceeds were used to reduce indebtedness and for general corporate purposes. Goldman Sachs participated in the 14 bank syndicate,underwriting anamount of US$ 88.2 million.¹⁶⁰

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Goldman Sachs participated in the 15 bank syndicate,underwriting anamount of US$ 80 million.”

<         Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011.))

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. Goldman Sachs participated in the 12 bank syndicate,underwriting anamount of US$ 50 million.¹⁶¹

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Goldman Sachs participated in the 26 bank syndicate,underwriting an estimated amount of US$ 356.3 million.¹⁶²

 

In June 2013, Rolls-Royce Holdings, a subsidiary of Rolls-Royce, issued bonds with a total value of US$ 1,585 million. The issue was split in two tranches: a £ 375 million(US$ 586.5 million) 3.375% tranche due June 2026 and a € 750 million(US$ 998.4 million) 2.125% tranche due June 2021. The proceeds were used for general corporate purposes. Goldman Sachs participated in the four bank syndicate,underwriting an estimated amount of US$ 396.2 million.¹⁶³

Asset management

Table 58 provides an overview of the nuclear weapon companies in which Goldman Sachs owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 58      Shareholdings of Goldman Sachs

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	1.19	776.70	31-Mar-2013
General Dynamics	United States	0.62	155.98	31-Mar-2013
Honeywell International	United States	0.72	419.49	31-Jan-2013 until 31-Mar-2013
Jacobs Engineering	United States	1.02	75.73	31-Mar-2013
Lockheed Martin	United States	0.66	203.93	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 59 provides an overview of the nuclear weapon companies in which Goldman Sachs owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 59      Bondholdings of Goldman Sachs

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.71	8.50	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Grantham, Mayo, Van Otterloo

Grantham, Mayo, Van Otterloo currently has an estimated USD$ 199.66 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 60 provides an overview of the nuclear weapon companies in which Grantham, Mayo, Van Otterloo owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 60      Shareholdings of Grantham, Mayo, Van Otterloo

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	1.22	199.66	08-Oct-2012 until 11-Jan-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Greenlight Capital

Greenlight Capital currently has an estimated USD$ 153.79 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 61 provides an overview of the nuclear weapon companies in which Greenlight Capital owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 61      Shareholdings of Greenlight Capital

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.14	38.48	31-Mar-2013
Babcock & Wilcox	United States	3.62	115.31	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Guardian Life Insurance Company of America

Guardian Life Insurance Company of America currently has an estimated USD$ 128.24 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 62 provides an overview of the nuclear weapon companies in which Guardian Life Insurance Company of America owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 62      Shareholdings of Guardian Life Insurance Company of America

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	3.20	85.64	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 63 provides an overview of the nuclear weapon companies in which Guardian Life Insurance Company of America owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 63      Bondholdings of Guardian Life Insurance Company of America

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	2.48	13.60	31-Mar-13
Fluor	United States	1.33	7.00	31-Mar-13
URS	United States	1.89	22.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Guggenheim Capital

Guggenheim Capital currently has an estimated USD$ 116.32 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 64 provides an overview of the nuclear weapon companies in which Guggenheim Capital owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 64      Shareholdings of Guggenheim Capital

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	0.73	23.19	31-Mar-2013
URS	United States	2.42	87.19	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 65 provides an overview of the nuclear weapon companies in which Guggenheim Capital owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 65      Bondholdings of Guggenheim Capital

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.50	5.94	30-Jun-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

Hancock Holding

Hancock Holding currently has an estimated USD$ 53.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Whitney National Bank, a subsidiary of Hancock Holding, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.¹⁶⁴

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Whitney National Bank, a subsidiary of Hancock Holding, was part of the syndicate of 17 banks, participating with US$ 25 million.¹⁶⁵

 

Heartland Financial

Heartland Financial currently has an estimated USD$ 35.28 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 66 provides an overview of the nuclear weapon companies in which Heartland Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 66      Shareholdings of Heartland Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
URS	United States	0.98	35.28	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Hirzel Capital Management

Hirzel Capital Management currently has an estimated USD$ 21.31 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 67 provides an overview of the nuclear weapon companies in which Hirzel Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 67      Shareholdings of Hirzel Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.65	21.31	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Hotchkis and Wiley Capital Management

Hotchkiss and Wiley Capital Management currently has an estimated USD$ 509.07 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 68 provides an overview of the nuclear weapon companies in which Hotchkis and Wiley Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 68      Shareholdings of Hotchkis and Wiley Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	3.01	70.16	31-Mar-2013
Huntington Ingalls Industries	United States	3.45	92.25	31-Mar-2013
Lockheed Martin	United States	0.82	254.86	31-Mar-2013
Northrop Grumman	United States	0.52	85.63	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 69 provides an overview of the nuclear weapon companies in which Hotchkis and Wiley Capital Management owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 69      Bondholdings of Hotchkis and Wiley Capital Management

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.51	6.17	31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

ICC Capital Management

ICC Capital Management currently has an estimated USD$ 20.88 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 70 provides an overview of the nuclear weapon companies in which ICC Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 70      Shareholdings of ICC Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
URS	United States	0.58	20.88	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Independence Capital Asset Partners

Independence Capital Asset Partners currently has an estimated USD$ 14.62 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 71 provides an overview of the nuclear weapon companies in which Independence Capital Asset Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 71      Shareholdings of Independence Capital Asset Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.63	14.62	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

International Value Advisors

International Value Advisors currently has an estimated USD$ 60.04 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 72 provides an overview of the nuclear weapon companies in which International Value Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 72      Shareholdings of International Value Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Thales	France	0.86	60.04	31-Dec-2012

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Invesco

Invesco currently has an estimated USD$ 6,176.41million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 73 provides an overview of the nuclear weapon companies in which Invesco owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 73      Shareholdings of Invesco

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.73	17.01	31-Mar-2013
Babcock & Wilcox	United States	1.74	55.47	31-Mar-2013
BAE Systems	United Kingdom	14.46	2,562.23	31-Dec-2012 until 31-May-2013
EADS	Netherlands	0.50	127.39	13-Sep-2012 until 31-May-2013
Fluor	United States	0.65	70.37	31-Mar-2013
GenCorp	United States	0.54	4.34	31-Mar-2013
General Dynamics	United States	1.26	315.04	31-Mar-2013
Lockheed Martin	United States	0.58	179.00	31-Mar-2013
Northrop Grumman	United States	1.13	185.87	31-Mar-2013
Rolls-Royce	United Kingdom	6.93	2,032.70	08-Feb-2013 until 31-May-2013
SAIC	United States	0.57	26.56	31-Mar-2013
Serco	United Kingdom	12.05	573.08	25-Mar-2013 until 31-May-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 74 provides an overview of the nuclear weapon companies in which Invesco owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 74      Bondholdings of Invesco

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.12	6.15	30-Jun-13
GenCorp	United States	1.01	6.67	31-Mar-13
Huntington Ingalls Industries	United States	0.53	6.36	31-Mar-13 until 30-Jun-13
URS	United States	0.70	8.17	31-Mar-13 until 31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Ionic Capital Management

Ionic Capital Management currently has an estimated USD$ 8.96 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 75 provides an overview of the nuclear weapon companies in which Ionic Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 75      Shareholdings of Ionic Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.55	4.46	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 76 provides an overview of the nuclear weapon companies in which Ionic Capital Management owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 76      Bondholdings of Ionic Capital Management

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.68	4.50	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Iridian Asset Management

Iridian Asset Management currently has an estimated USD$ 195.78 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 77 provides an overview of the nuclear weapon companies in which Iridian Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 77      Shareholdings of Iridian Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	4.98	116.11	31-Mar-2013
SAIC	United States	1.72	79.67	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Jacobs Levy Equity Management

Jacobs Levy Equity Management currently has an estimated USD$ 49.87 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 78 provides an overview of the nuclear weapon companies in which Jacobs Levy Equity Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 78      Shareholdings of Jacobs Levy Equity Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.76	20.26	31-Mar-2013
URS	United States	0.82	29.61	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Janus Capital Group

Janus Capital Group currently has an estimated USD$ 962.66 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 79 provides an overview of the nuclear weapon companies in which Janus Capital Group owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 79      Shareholdings of Janus Capital Group

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	2.74	87.32	31-Mar-2013
General Dynamics	United States	0.60	149.52	31-Mar-2013
Jacobs Engineering	United States	3.07	225.72	31-Mar-2013
Northrop Grumman	United States	0.66	108.40	31-Mar-2013
Rockwell Collins	United States	1.33	113.52	31-Mar-2013
ThyssenKrupp	Germany	1.78	185.79	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 80 provides an overview of the nuclear weapon companies in which Janus Capital Group owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 80      Bondholdings of Janus Capital Group

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
URS	United States	7.93	92.39	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Joley Corporation

Joley Corporation currently has an estimated USD$ 77.96 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 81 provides an overview of the nuclear weapon companies in which Joley Corporation owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 81      Shareholdings of Joley Corporation

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.54	49.14	31-Mar-2013
GenCorp	United States	3.58	28.82	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

JP Morgan Chase

JP Morgan Chase currently has an estimated USD$ 11,880.22 million invested or available for the nuclear weapons producers identified in this report.

Loans

In September 2010, Aecom secured a US$600 million four-year term credit agreement at a base rate of LIBOR+250.000bps. The proceeds were used for general corporate purposes, to increase working capital, for refinancing and acquisition needs. Under the credit agreement, Aecom borrowed US$ 600 million in term loans and may borrow up to an additional $100 million in term loans upon request subject to certain conditions. JP Morgan Chase was part of the ten bank syndicate and provided an estimated US$ 45 million.¹⁶⁶

 

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. JP Morgan Chase was part of the ten bank syndicate, participating with an estimated US$ 79 million.¹⁶⁷

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. JP Morgan Chase was part of the eleven bank syndicate and provided an estimated US$ 33 million.¹⁶⁸

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. JP Morgan Chase was part of the 24 bank syndicate and participated with an estimated US$ 20 million.¹⁶⁹

 

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. JP Morgan Chase Chase was part of the syndicate of 20 banks and provided US$ 35 million.¹⁷⁰

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. JP Morgan Chase participated in the syndicate of 13 banks and provided an estimated US$ 13 million.¹⁷¹

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility at a base rate of LIBOR+250.000bps with a value of US$ 700 million. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. JP Morgan Chase was one of three bookrunners in the 17 bank syndicate and committing an estimated amount of US$ 93 million.¹⁷²

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. JP Morgan Chase was one of the four bookrunners in a syndicate of 17 banks, participating with US$ 62.5 million.¹⁷³

 

In March 2010, Babcock International secured a £ 400 million (US$ 601 million) bridge loan due October 2011. The company also entered into a £ 600 million (US$ 902 million) backstop facility which was comprised of a £ 305 million (US$ 459 million) revolver due June 2012 and a £ 295 million (US$ 443 million) term loan due March 2011. The proceeds of the facilities were used to back the company’s £ 1.3 billion (US$ 2.0 billion) bid for VT Group, a British defence and services company. The acquisition was completed in June 2010. JP Morgan Chase was one of two bookrunners in the six bank syndicate, providing an estimated US$ 300 million.¹⁷⁴

 

In June 2011, Babcock International secured a £ 500 million (US$ 810 million) five-year credit facility. The proceeds were used for refinancing and general corporate purposes. JP Morgan Chase was one of seven bookrunners in the syndicate of ten banks, providing an estimated US$ 81 million.¹⁷⁵)

 

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. JP Morgan Chase was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.¹⁷⁶

 

In July 2012, Bechtel signed five-year revolving credit facility with a value of US$ 975 million. The proceeds would be used for general corporate purposes. JP Morgan Chase participated in the syndicate of six banks, and committed an estimated amount of US$ 146 million.¹⁷⁷

 

In June 2013, Bechtel signed a five-year revolving credit facility with a value of US$ 3,000 million. The facility is an extension of the US$ 975 million revolving credit from July 2012 and is split in two tranches: a US$ 1,000 million revolver at a base rate of LIBOR+100.000bps, and a US$ 2,000 million revolver at a base rate of LIBOR+55.000bps. The proceeds would be used for refinancing and general corporate purposes. JP Morgan Chase participated in the syndicate of eight banks, and committed an estimated amount of US$ 300 million.¹⁷⁸

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. JP Morgan Chase was one of two bookrunners in the syndicate of 37 banks, participating with an estimated amount of US$ 475.2 million.¹⁷⁹

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. JP Morgan Chase was one of two bookrunners in the syndicate of 35 banks, providing an estimated amount of US$ 920 million.¹⁸⁰

 

In October 2012, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a US$ 2,300 million tranche due October 2013 at a base rate of LIBOR+82.500bps and a US$ 2,300 million tranche due October 2017 at a base rate of LIBOR+79.500bps, which replaced the loan secured in November 2011. The proceeds were used for refinancing bank debt and general corporate purposes. JP Morgan Chase was one of two bookrunners in the syndicate of four banks, providing an estimated amount of US$ 1,380 million.¹⁸¹

 

In December 2010, CH2M Hill secured a US$ 600 million revolving credit facility due December 2015 at a base rate of LIBOR+150.000bps. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the five bank syndicate, committing an estimated amount of US$ 120 million.¹⁸²

 

In April 2012, CH2M Hill signed a US$ 900 million revolving credit facility due April 2017 at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. JP Morgan Chase participated in the nine bank syndicate, committing an estimated amount of US$ 135 million.¹⁸³

 

In April 2011, EADS secured a five-year revolving credit facility with a value of € 3,000 million (US$ 4,345.3 million), at a base rate of EURIBOR+37.500bps. The proceeds were used for refinancing and for general corporate purposes. JP Morgan Chase participated in the 39 bank syndicate, committing an estimated amount of US$ 111.4 million.¹⁸⁴

 

In December 2010, Fluor entered into a US$ 2,000 million credit facility. The facility was split in two tranches: a US$ 800 million tranche due December 2013 at a base rate of LIBOR+100.000bps and a US$ 1,200 million tranche due December 2015 at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. JP Morgan Chase participatedin the syndicate of ten banks, providing an estimated amount of US$ 150 million.¹⁸⁵

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. JP Morgan Chase participated in the 21 bank syndicate, committing an estimated amount of US$ 80 million.¹⁸⁶

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. JP Morgan Chase participated in the 22 bank syndicate, committing an estimated amount of US$ 160 million.¹⁸⁷

 

In June 2013, General Dynamics entered into a US$ 1,000 million revolving credit facility due June 2018 at a base rate of LIBOR+87.500bps. The proceeds were used for refinancing. JP Morgan Chase participated in the seven bank syndicate, committing an estimated amount of US$ 142.9 million.¹⁸⁸

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 29 bank syndicate, committing anamount of US$ 215 million.¹⁸⁹

 

In April 2012, Honeywell International secured a US$ 3,000 million revolving credit facility due April 2017. The proceeds were used for refinancing bank debt and general corporate purposes. JP Morgan Chase participated in the 16 bank syndicate, committing anamount of US$ 225 million.¹⁹⁰

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. JP Morgan Chase participatedin the syndicate of 20 banks, providing an estimated amount of US$ 122.5 million.¹⁹¹

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 21 bank syndicate, committing anamount of US$ 120 million.¹⁹²

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 11 bank syndicate, committing an estimated amount of US$ 200 million.¹⁹³

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. JP Morgan Chase participated in the 28 bank syndicate, committing an estimated amount of US$ 50 million.¹⁹⁴

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. JP Morgan Chase was part of the syndicate of 12 banks, participating with an amount of US$ 105 million.¹⁹⁵)

 

In May 2011, Rolls-Royce & Partners Finance, a subsidiary of Rolls-Royce, entered into a US$ 1,050 million term loan due May 2014. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 19 bank syndicate, committing an estimated amount of US$ 55.3 million.¹⁹⁶

 

In October 2011, Rolls-Royce secured a five-year revolving credit facility with a value of £ 1,000 million (US$ 1,543.2 million). The proceeds were used to refinance two existing syndicated facilities and for general corporate purposes. JP Morgan Chase participated in the 23 bank syndicate, committing an estimated amount of US$ 46.3 million.¹⁹⁷

 

In March 2012, Serco secured a £ 730 million (US$ 1,159.39 million) revolving credit facility due March 2017. The proceeds were used for refinancing the company’s existing US$ 500 million and £ 400 million credit facilities and certain other bilateral facilities, and for general corporate purposes. JP Morgan Chase was part of the syndicate of 16 banks, participating with an estimated amount of US$ 72.5 million.¹⁹⁸

Investment banking

In March 2011, Babcock International issued US$ 650 million worth of loan notes on the US private placement market. The issue comprised US$ 150 million seven-year 4.940% notes and US$ 500 million ten-year 5.640% notes. The proceeds were swapped into pound sterling and used to repay the bridge loan facility secured by the company in March 2010. JP Morgan Chase acted as one of the two bookrunners, underwriting an estimated amount of US$ 325 million.¹⁹⁹

 

In October 2011, BAE Systems issued bonds for a total value of US$ 1,250 million. The issue was divided in three tranches: a US$ 500 million 4.750% tranche due October 2021, a US$ 350 million 3.500% tranche due October 2016 and a US$ 400 million 5.800% tranche due October 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. JP Morgan Chase was one of the five bookrunners, underwriting an estimated amount of US$ 250 million.²⁰⁰

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. JP Morgan Chase participatedin the syndicate of 31 banks, underwriting anamount of US$ 81.7 million.²⁰¹

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. JP Morgan Chase participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 65.6 million.²⁰²

 

In April 2013, EADS Finance, a subsidiary of EADS, issued bonds with a total value of US$ 1,000 million with an interest rate of2.700% due April 2023. The proceeds were used for general corporate purposes. JP Morgan Chase participatedin the syndicate of six banks, underwriting an estimated amount of US$ 166.7 million.²⁰³

 

In September 2011, Fluor issued bonds with a total value of US$ 500 million with an interest rate of3.375% due September 2021. The proceeds were used for general corporate purposes. JP Morgan Chase participatedin the syndicate of 17 banks, underwriting anamount of US$ 15 million.²⁰⁴

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 21 bank syndicate,underwriting anamount of US$ 180 million.²⁰⁵

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. JP Morgan Chase participated in the 18 bank syndicate,underwriting anamount of US$ 336 million.²⁰⁶

 

In July 2011, Honeywell International issued bonds with a total value of US$ 1,400 million. The issue was split in two tranches: a US$ 800 million4.250% tranche due March 2021 and a US$ 600 million5.375% tranche due March 2041. The proceeds were used for reduce indebtedness and general corporate purposes. JP Morgan Chase participated in the 14 bank syndicate,underwriting anamount of US$ 88.2 million.²⁰⁷

 

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. JP Morgan Chase participated in the 13 bank syndicate,underwriting an estimated amount of US$ 225 million.²⁰⁸

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. JP Morgan Chase participated in the 15 bank syndicate,underwriting anamount of US$ 410 million.²⁰⁹

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. JP Morgan Chase participated in the 12 bank syndicate,underwriting anamount of US$ 225 million.²¹⁰

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. JP Morgan Chase participated in the 26 bank syndicate,underwriting an estimated amount of US$ 356.3 million.²¹¹

Asset management

Table 82 provides an overview of the nuclear weapon companies in which JP Morgan Chase owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 82      Shareholdings of JP Morgan Chase

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.78	60.33	31-Mar-2013 until 30-Apr-2013
Alliant Techsystems	United States	4.35	101.64	31-Mar-2013
Babcock International	United Kingdom	3.15	201.28	31-Dec-2012 until 13-May-2013
BAE Systems	United Kingdom	0.52	99.25	31-Dec-2012 until 06-Jun-2013
Fluor	United States	10.32	1,113.96	31-Mar-2013 until 31-May-2013
GenCorp	United States	1.51	12.07	31-Mar-2013
General Dynamics	United States	0.61	154.73	31-Mar-2013
Honeywell International	United States	2.51	1,488.21	31-Mar-2013 until 31-May-2013
Huntington Ingalls Industries	United States	1.76	46.93	31-Mar-2013
Larsen & Toubro*	India	0.55	85.98	30-Apr-2013 until 31-May-2013
Lockheed Martin	United States	0.77	239.89	31-Mar-2013
URS	United States	0.52	18.38	31-Mar-2013 until 30-Apr-2013

* Including Larsen and Toubro Sponsored GDR Representing 1 Ordinary Share

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 83 provides an overview of the nuclear weapon companies in which JP Morgan Chase owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 83      Bondholdings of JP Morgan Chase

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.81	9.94	30-Apr-13
Fluor	United States	1.22	6.41	31-Aug-12 until 30-Apr-13
GenCorp	United States	10.05	66.32	31-Mar-13 until 30-Apr-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Kennedy Capital Management

Kennedy Capital Management currently has an estimated USD$ 4.05 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 84 provides an overview of the nuclear weapon companies in which Kennedy Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 84      Shareholdings of Kennedy Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.50	4.05	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Kestrel Investment Management

Kestrel Investment Management currently has an estimated USD$ 26.97 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 85 provides an overview of the nuclear weapon companies in which Kestrel Investment Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 85      Shareholdings of Kestrel Investment Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	1.01	26.97	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

KeyCorp

KeyCorp currently has an estimated USD$ 111.41 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. KeyBank, a subsidiary of KeyCorp, was part of the syndicate of 20 banks and provided US$ 50 million.²¹²

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. KeyBank, a subsidiary of KeyCorp, was part of the eleven bank syndicate and provided an estimated US$ 33 million.²¹³

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. KeyBank, a subsidiary of KeyCorp, was part of the 24 bank syndicate and participated with an estimated US$ 20 million.²¹⁴

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. KeyBank, a subsidiary of KeyCorp, was part of the syndicate of 12 banks, participating with an amount of US$ 60 million.²¹⁵)

Asset management

Table 86 provides an overview of the nuclear weapon companies in which KeyCorp owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

 

Table 86      Bondholdings of KeyCorp

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Fluor	United States	1.60	8.41	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Kingstown Capital Management

Kingstown currently has an estimated USD$ 51.69 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 87 provides an overview of the nuclear weapon companies in which Kingstown Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 87      Shareholdings of Kingstown Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	0.89	28.41	31-Mar-2013
GenCorp	United States	2.89	23.28	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Lakewood Capital Management

Lakewood Capital Management currently has an estimated USD$ 43.73 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 88 provides an overview of the nuclear weapon companies in which Lakewood Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 88      Shareholdings of Lakewood Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.37	43.73	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Lawson Kroeker Investment Management

Lawson Kroeker Investment Management currently has an estimated USD$ 7.00 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 89 provides an overview of the nuclear weapon companies in which Lawson Kroeker Investment Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 89      Shareholdings of Lawson Kroeker Investment Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.87	7.00	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Lazard Capital Markets

Lazard Capital Markets currently has an estimated USD$ 513.55 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Lazard Capital Markets participated in the 21 bank syndicate,underwriting anamount of US$ 52.5 million.²¹⁶

Asset management

Table 90 provides an overview of the nuclear weapon companies in which Lazard Capital Markets owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 90      Shareholdings of Lazard Capital Markets

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Honeywell International	United States	0.72	428.84	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 91 provides an overview of the nuclear weapon companies in which Lazard Capital Markets owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 91      Bondholdings of Lazard Capital Markets

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.82	10.00	31-Mar-13
GenCorp	United States	3.36	22.21	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

 

Legg Mason

Legg Mason currently has an estimated USD$ 1,039.07 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 92 provides an overview of the nuclear weapon companies in which Legg Mason owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 92      Shareholdings of Legg Mason

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.82	19.41	31-Mar-2013
Fluor	United States	3.59	388.16	31-Mar-2013
GenCorp	United States	1.60	12.85	31-Mar-2013
Honeywell International	United States	0.76	451.57	31-Mar-2013
Jacobs Engineering	United States	1.46	107.45	31-Mar-2013
URS	United States	1.43	51.32	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 93 provides an overview of the nuclear weapon companies in which Legg Mason owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 93      Bondholdings of Legg Mason

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.26	8.31	31-Mar-13 until 31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Lioneye Capital

Lioneye Capital currently has an estimated USD$ 4.26 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 94 provides an overview of the nuclear weapon companies in which Lioneye Capital owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 94      Shareholdings of Lioneye Capital

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.53	4.26	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Longview Asset Management

Longview Asset Management currently has an estimated USD$ 2,354.97 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 95 provides an overview of the nuclear weapon companies in which Longview Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 95      Shareholdings of Longview Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	9.46	2,354.97	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Loop Capital

Loop Capital currently has an estimated USD$ 11.50 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Loop Capital participatedin the syndicate of 31 banks, underwriting anamount of US$ 7.5 million.²¹⁷

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Loop Capital participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.²¹⁸

 

Lord, Abbett & Co

Lord, Abbett & Co currently has an estimated USD$ 646.87 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 96 provides an overview of the nuclear weapon companies in which Lord, Abbett & Co owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 96      Shareholdings of Lord, Abbett & Co

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	3.59	264.21	31-Mar-2013
URS	United States	8.38	301.37	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 97 provides an overview of the nuclear weapon companies in which Lord, Abbett & Co owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 97      Bondholdings of Lord, Abbett & Co

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	4.08	26.93	31-Mar-13 until 31-May-13
Huntington Ingalls Industries	United States	1.38	16.60	31-Mar-13 until 30-Jun-13
URS	United States	3.24	37.76	31-Mar-13 until 31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

LSV Asset Management

LSV Asset Management currently has an estimated USD$ 838.34 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 98 provides an overview of the nuclear weapon companies in which LSV Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 98      Shareholdings of LSV Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.66	38.63	31-Mar-2013
BAE Systems	United Kingdom	1.01	164.44	4-Oct-2012
Lockheed Martin	United States	0.59	182.67	31-Mar-2013
Nortrop Grumman	United States	1.84	303.49	31-Mar-2013
SAIC	United States	2.28	105.73	31-Mar-2013
URS	United States	1.21	43.38	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Luther King Capital Management

Luther King Capital Management currently has an estimated USD$ 57.11 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 99 provides an overview of the nuclear weapon companies in which Luther King Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 99      Shareholdings of Luther King Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rockwell Collins	United States	0.67	57.11	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

M&T Bank

M&T Bank currently has an estimated USD$ 85.00million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. M&T Bank participatedin the syndicate of 16 banks, providing an estimated amount of US$ 85 million.²¹⁹

Madison Investment Advisors

Madison Investment Advisors currently has an estimated USD$ 51.55 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 100 provides an overview of the nuclear weapon companies in which Madison Investment Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 100   Shareholdings of Madison Investment Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.70	51.55	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Managed Account Advisors

Managed Account Advisors currently has an estimated USD$ 554.22 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 101 provides an overview of the nuclear weapon companies in which Managed Account Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 101   Shareholdings of Managed Account Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.69	16.07	31-Mar-2013
Babcock & Wilcox	United States	0.63	20.09	31-Mar-2013
Fluor	United States	0.52	56.23	31-Mar-2013
General Dynamics	United States	0.59	146.48	31-Mar-2013
Lockheed Martin	United States	0.63	193.41	31-Mar-2013
Nortrop Grumman	United States	0.74	121.94	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Marcato Capital Management

Marcato Capital Management currently has an estimated USD$ 76.67 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 102 provides an overview of the nuclear weapon companies in which Marcato Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 102   Shareholdings of Marcato Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	9.53	76.67	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Mason Capital Management

Mason Capital Management currently has an estimated USD$ 337.93 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 103 provides an overview of the nuclear weapon companies in which Mason Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 103   Shareholdings of Mason Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	10.60	337.93	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 Mayo Investment Advisors

Mayo Investment Advisors currently has an estimated USD$ 53.29 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 104 provides an overview of the nuclear weapon companies in which Mayo Investment Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 104   Shareholdings of Mayo Investment Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
SAIC	United States	1.15	53.29	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Mercator Asset Management

Mercator Asset Management currently has an estimated USD$ 124.87 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 105 provides an overview of the nuclear weapon companies in which Mercator Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 105   Shareholdings of Mercator Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	0.72	124.87	13-Jan-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

MFP Investors

MFP Investors currently has an estimated USD$ 10.16 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 106 provides an overview of the nuclear weapon companies in which MFP Investors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 106   Shareholdings of MFP Investors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.26	10.16	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Millennium Management

Millennium Management currently has an estimated USD$ 18.01 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 107 provides an overview of the nuclear weapon companies in which Millennium Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 107   Shareholdings of Millennium Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	0.56	18.01	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Mischler Financial Group

Mischler Financial Group currently has an estimated USD$ 35.60 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Mischler Financial Group participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.²²⁰

Morgan Stanley

Morgan Stanley currently has an estimated USD$ 5,197.90 million invested or available for the nuclear weapons producers identified in this report.

Loans

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. Morgan Stanley was part of the ten bank syndicate, participating with an estimated US$ 79 million.²²¹

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. Morgan Stanley was part of the eleven bank syndicate and provided an estimated US$ 33 million.²²²

 

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. Morgan Stanley was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.²²³

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Morgan Stanley was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.²²⁴

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Morgan Stanley participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.²²⁵

 

In April 2011, EADS secured a five-year revolving credit facility with a value of € 3,000 million (US$ 4,345.3 million), at a base rate of EURIBOR+37.500bps. The proceeds were used for refinancing and for general corporate purposes. Morgan Stanley participated in the 39 bank syndicate, committing an estimated amount of US$ 111.4 million.²²⁶

 

In November 2011, GenCorp entered into a US$ 200 million revolving credit facility due November 2016 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Morgan Stanley participated in the five bank syndicate, committing an estimated amount of US$ 40 million.²²⁷

 

In August 2012, GenCorp secured a US$ 50 million amended delayed draw term loan due August 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt. Morgan Stanley participated in the four bank syndicate, committing an estimated amount of US$ 12.5 million.²²⁸

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Morgan Stanley participated in the 29 bank syndicate, committing anamount of US$ 70 million.²²⁹

 

In April 2012, Honeywell International secured a US$ 3,000 million revolving credit facility due April 2017. The proceeds were used for refinancing bank debt and general corporate purposes. Morgan Stanley participated in the 16 bank syndicate, committing an estimated amount of US$ 182.1 million.²³⁰

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Morgan Stanley participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.²³¹

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Morgan Stanley participated in the 21 bank syndicate, committing anamount of US$ 55 million.²³²

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Morgan Stanley participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.²³³

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. Morgan Stanley was part of the syndicate of nine banks, participating with an estimated amount of US$ 64.3 million.²³⁴

 

In February 2012, SAIC entered into a US$ 750 million revolving credit facility due February 2016 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Morgan Stanley was part of the syndicate of six banks, participating with an estimated amount of US$ 112.5 million.²³⁵

 

In April 2013, SAIC secured a US$ 750 million revolving credit facility due April 2017 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt. Morgan Stanley was part of the syndicate of six banks, participating with an estimated amount of US$ 112.5 million.²³⁶

 

In March 2012, URS entered into a US$ 500 million bridge loan due March 2013 at a base rate of LIBOR+175.000bps. The proceeds will be used for future acquisitions. Morgan Stanley was part of the syndicate of ten banks, participating with an estimated amount of US$ 66.7 million.²³⁷

Investment banking

In October 2011, BAE Systems issued bonds for a total value of US$ 1,250 million. The issue was divided in three tranches: a US$ 500 million 4.750% tranche due October 2021, a US$ 350 million 3.500% tranche due October 2016 and a US$ 400 million 5.800% tranche due October 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Morgan Stanley was one of the five bookrunners, underwriting an estimated amount of US$ 250 million.²³⁸

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Morgan Stanley participatedin the syndicate of 31 banks, underwriting anamount of US$ 22.5 million.²³⁹

 

In April 2013, Boeing issued bonds with a total value of US$ 150 million. The bonds have a floating interest rate ofthree-month LIBOR+1bp and are due November 2014. The proceeds were used for general corporate purposes. Morgan Stanley participatedin the syndicate of three banks, underwriting an estimated amount of US$ 50 million.²⁴⁰

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Morgan Stanley participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 65.6 million.²⁴¹

 

In December 2012, EADS issued new shares, raising € 1,664.1million (US$ 2,158.1 million). Morgan Stanley participatedin the syndicate of two banks, underwriting an estimated amount of US$ 1,079 million.²⁴²

 

In April 2013, EADS issued new shares, raising € 2,261.2million (US$ 2,946.9 million). Morgan Stanley participatedin the syndicate of two banks, underwriting an estimated amount of US$ 1,473.5 million.²⁴³

 

In April 2013, EADS Finance, a subsidiary of EADS, issued bonds with a total value of US$ 1,000 million with an interest rate of2.700% due April 2023. The proceeds were used for general corporate purposes. Morgan Stanley participatedin the syndicate of six banks, underwriting an estimated amount of US$ 166.7 million.²⁴⁴

 

In January 2013, GenCorp issued bonds with a total value of US$ 460 million with an interest rate of7.125% due March 2021. The proceeds were used for future acquisitions and general corporate purposes. Morgan Stanley participatedin the syndicate of four banks, underwriting an estimated amount of US$ 115 million.²⁴⁵

 

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. Morgan Stanley participated in the 13 bank syndicate,underwriting an estimated amount of US$ 33.3 million.²⁴⁶

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Morgan Stanley participated in the 15 bank syndicate,underwriting anamount of US$ 220 million.²⁴⁷

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. Morgan Stanley participated in the 12 bank syndicate,underwriting anamount of US$ 50 million.²⁴⁸

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Morgan Stanley participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.²⁴⁹

 

In July 2011, Safran issued new treasury shares, raising € 188.5million (US$ 270.2 million). The proceeds were used for general corporate purposes. Morgan Stanley was the sole bookrunner of the issue, underwriting the whole amount of US$ 270.2 million.²⁵⁰

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. Morgan Stanley participated in the ten bank syndicate,underwriting an estimated amount of US$ 187.5 million.²⁵¹

 

In March 2012, URS issued bonds with a total value of US$ 1,000 million. The issue was split in two tranches: a US$ 400 million3.850% tranche due April 2017 and a US$ 600 million5.000% tranche due April 2022. The proceeds were used for paying fees and expenses, reducing indebtedness, acquisition and general corporate purposes. Morgan Stanley participated in the four bank syndicate,underwriting an estimated amount of US$ 250 million.²⁵²

Asset management

Table 108 provides an overview of the nuclear weapon companies in which Morgan Stanley owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 108   Shareholdings of Morgan Stanley

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.73	16.49	31-Dec-2012 until 31-Mar-2013
Babcock & Wilcox	United States	0.77	24.59	31-Dec-2012 until 31-Mar-2013
GenCorp	United States	3.49	28.15	31-Mar-2013
General Dynamics	United States	0.59	144.84	31-Dec-2012 until 31-Mar-2013
Honeywell International	United States	1.08	641.25	31-Mar-2013
Huntington Ingalls Industries	United States	0.70	18.88	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Neuberger Berman

Neuberger Berman currently has an estimated USD$ 1,061.00 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 109 provides an overview of the nuclear weapon companies in which Neuberger Berman owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 109   Shareholdings of Neuberger Berman

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	1.28	834.99	31-Mar-2013
General Dynamics	United States	0.60	149.36	31-Mar-2013
Rockwell Collins	United States	0.90	76.65	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

New Jersey Division of Investment

New Jersey Division of Investment currently has an estimated USD$ 128.85 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 110 provides an overview of the nuclear weapon companies in which New Jersey Division of Investment owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 110   Shareholdings of New Jersey Division of Investment

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	2.66	84.87	31-Mar-2013
URS	United States	1.22	43.98	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

New York Life Insurance Company

New York Life Insurance Company currently has an estimated USD$ 2,132.24 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 111 provides an overview of the nuclear weapon companies in which New York Life Insurance Company owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 111   Shareholdings of New York Life Insurance Company

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.90	30.49	31-Mar-2013
Fluor	United States	1.05	113.47	31-Mar-2013
Honeywell International	United States	1.44	859.54	31-Mar-2013
Huntington Ingalls Industries	United States	0.55	14.59	31-Mar-2013
URS	United States	0.63	22.59	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 112 provides an overview of the nuclear weapon companies in which New York Life Insurance Company owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 112   Bondholdings of New York Life Insurance Company

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	7.68	42.24	31-Mar-13 until 30-Apr-13
BAE Systems	United Kingdom	2.71	128.97	31-Mar-13
Boeing	United States	1.84	167.01	31-Mar-13
GenCorp	United States	3.33	21.98	31-Mar-13 until 30-Apr-13
General Dynamics	United States	2.25	87.77	30-Apr-13
Honeywell International	United States	2.36	142.98	31-Mar-13
Huntington Ingalls Industries	United States	1.80	21.58	31-Mar-13
Lockheed Martin	United States	3.28	227.83	31-Mar-13
Northrop Grumman	United States	2.52	148.55	31-Mar-13
Rockwell Collins	United States	9.15	68.65	31-Mar-13
SAIC	United States	2.62	34.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

Newtyn Management

Newtyn Management currently has an estimated USD$ 26.67 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 113 provides an overview of the nuclear weapon companies in which Newtyn Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 113   Shareholdings of Newtyn Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	1.00	26.67	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Northern Cross

Northern Cross currently has an estimated USD$ 857.20 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 114 provides an overview of the nuclear weapon companies in which Northern Cross owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 114   Shareholdings of Northern Cross

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rolls-Royce	United Kingdom	2.44	857.20	3-Jun-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Northern Trust

Northern Trust currently has an estimated USD$ 4,396.44 million invested or available for the nuclear weapons producers identified in this report.

Loans

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. Northern Trust was part of the ten bank syndicate, participating with an estimated US$ 79 million.²⁵³

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. Northern Trust was part of the eleven bank syndicate and provided an estimated US$ 33 million.²⁵⁴

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. Northern Trust was part of the 24 bank syndicate and participated with an estimated US$ 20 million.²⁵⁵

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Northern Trust was part of the syndicate of 17 banks, participating with US$ 25 million.²⁵⁶

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$ 1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. Northern Trust was part of the syndicate of 24 banks, and committed an estimated amount of US$ 75 million.²⁵⁷

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Northern Trust was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.²⁵⁸

 

In December 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Northern Trust participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.²⁵⁹

 

In April 2012, CH2M Hill signed a US$ 900 million revolving credit facility due April 2017 at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Northern Trust participated in the nine bank syndicate, committing an estimated amount of US$ 72 million.²⁶⁰

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. Northern Trust participated in the 21 bank syndicate, committing an estimated amount of US$ 37.5 million.²⁶¹

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. Northern Trust participated in the 22 bank syndicate, committing an estimated amount of US$ 78.1 million.²⁶²

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Northern Trust participated in the 29 bank syndicate, committing anamount of US$ 80 million.²⁶³

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Northern Trust participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.²⁶⁴

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Northern Trust participated in the 21 bank syndicate, committing anamount of US$ 37.5 million.²⁶⁵

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. Northern Trust participated in the 11 bank syndicate, committing an estimated amount of US$ 171.4 million.²⁶⁶

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Northern Trust participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.²⁶⁷

Asset management

Table 115 provides an overview of the nuclear weapon companies in which Northern Trust owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 115   Shareholdings of Northern Trust

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.81	27.29	31-Mar-2013
Alliant Techsystems	United States	0.91	21.31	31-Mar-2013
Babcock & Wilcox	United States	0.57	18.32	31-Mar-2013
Babcock International	United Kingdom	0.53	31.77	1-Mar-2013
BAE Systems	United Kingdom	0.51	88.54	25-Oct-2012 until 31-May-2013
Boeing	United States	1.34	875.04	31-Mar-2013
Fluor	United States	1.32	142.98	31-Mar-2013
GenCorp	United States	1.48	11.87	31-Mar-2013
General Dynamics	United States	1.31	327.86	31-Mar-2013
Honeywell International	United States	1.38	821.01	31-Mar-2013
Huntington Ingalls Industries	United States	0.89	23.68	31-Mar-2013
Jacobs Engineering	United States	1.58	116.24	31-Mar-2013
Lockheed Martin	United States	1.21	373.21	31-Mar-2013
Northrop Grumman	United States	1.57	258.81	31-Mar-2013
Rockwell Collins	United States	1.40	120.23	31-Mar-2013
Rolls-Royce	United Kingdom	0.50	143.92	22-Jan-2013 until 31-Mar-2013
SAIC	United States	1.23	57.05	31-Mar-2013
URS	United States	1.10	39.68	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Table 116 provides an overview of the nuclear weapon companies in which Northern Trust owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 116   Bondholdings of Northern Trust

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.17	6.43	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Nuveen Investments

Nuveen Investments currently has an estimated USD$ 473.36 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 117 provides an overview of the nuclear weapon companies in which Nuveen Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 117   Shareholdings of Nuveen Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	3.92	423.78	31-Mar-2013
SAIC	United States	1.00	46.58	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 118 provides an overview of the nuclear weapon companies in which Nuveen Investments owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 118   Bondholdings of Nuveen Investments

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.55	3.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Oppenheimer & Co.

Oppenheimer & Co currently has an estimated USD$ 721.81 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 119 provides an overview of the nuclear weapon companies in which Oppenheimer & Co. owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 119   Shareholdings of Oppenheimer & Co.

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
EADS	Netherlands	1.17	327.18	5-Oct-2012
Honeywell International	United States	0.56	327.94	31-Mar-2013
Huntington Ingalls Industries	United States	0.90	23.99	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 120 provides an overview of the nuclear weapon companies in which Oppenheimer & Co. owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 120   Bondholdings of Oppenheimer & Co.

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
GenCorp	United States	3.16	20.87	30-Apr-13
Huntington Ingalls Industries	United States	1.82	21.83	31-Aug-12 until 30-Jun-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

PanAgora Asset Management

PanAgora Asset Management currently has an estimated USD$ 78.72 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 121 provides an overview of the nuclear weapon companies in which PanAgora Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 121   Shareholdings of PanAgora Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.45	49.07	31-Mar-2013
URS	United States	0.82	29.65	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Park West Asset Management

Park West Asset Management currently has an estimated USD$ 4.69 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 122 provides an overview of the nuclear weapon companies in which Park West Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 122   Shareholdings of Park West Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.58	4.69	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Partner Fund Management

Partner Fund Management currently has an estimated USD$ 58.26 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 123 provides an overview of the nuclear weapon companies in which Partner Fund Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 123   Shareholdings of Partner Fund Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.79	58.26	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

People’s United Financial

People’s United Financial currently has an estimated USD$ 20.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. People’s United Bank was part of the syndicate of 20 banks and provided US$ 20 million.²⁶⁸

Permanent Portfolio Fund

Permanent Portfolio Fund currently has an estimated USD$ 75.19 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 124 provides an overview of the nuclear weapon companies in which Permanent Portfolio Fund owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 124   Shareholdings of Permanent Portfolio Fund

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	0.62	66.99	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 125 provides an overview of the nuclear weapon companies in which Permanent Portfolio Fund owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 125   Bondholdings of Permanent Portfolio Fund

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Rockwell Collins	United States	1.09	8.20	31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

Piper Jaffray

Piper Jaffray currently has an estimated USD$ 33.30 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. Piper Jaffray participated in the 13 bank syndicate,underwriting an estimated amount of US$ 33.3 million.²⁶⁹

 

PNC Bancorp

PNC Bancorp currently has an estimated USD$ 404.19 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. PNC Bank, a subsidiary of PNC Bancorp, was part of the syndicate of 20 banks and provided US$ 25 million.²⁷⁰

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. PNC Bank, a subsidiary of PNC Bancorp, participated in the syndicate of 13 banks and provided an estimated US$ 13 million.²⁷¹

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. PNC Bank, a subsidiary of PNC Bancorp, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.²⁷²

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. PNC Bank, a subsidiary of PNC Bancorp, was part of the syndicate of 17 banks, participating with US$ 25 million.²⁷³

 

In March 2010, Boeing secured a credit facility with a value of US$ 865 million, due October 2011. The proceeds were used for general corporate purposes. PNC Bank, a subsidiary of PNC Bancorp, participatedin the syndicate of 12 banks, providingUS$ 50 million.²⁷⁴

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. PNC Bancorp participated in the 21 bank syndicate, committing an estimated amount of US$ 37.5 million.²⁷⁵

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. PNC Bancorp participated in the 22 bank syndicate, committing an estimated amount of US$ 78.1 million.²⁷⁶

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. PNC Bancorp participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.²⁷⁷

Investment banking

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. PNC Capital Markets, a subsidiary of PNC Bancorp, participated in the 21 bank syndicate,underwriting anamount of US$ 30 million.²⁷⁸

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. PNC Capital Markets, a subsidiary of PNC Bancorp, participated in the 18 bank syndicate,underwriting anamount of US$ 72 million.²⁷⁹

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. PNC Capital Markets, a subsidiary of PNC Bancorp, participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.²⁸⁰

Asset management

Table 126 provides an overview of the nuclear weapon companies in which PNC Bancorp owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 126   Shareholdings of PNC Bancorp

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.82	59.99	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Primecap Management

Primecap Management currently has an estimated USD$ 1,533.25 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 127 provides an overview of the nuclear weapon companies in which Primecap Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 127   Shareholdings of Primecap Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	3.16	106.83	31-Mar-2013
Babcock & Wilcox	United States	1.52	48.57	31-Mar-2013
EADS	Netherlands	0.80	318.96	31-Mar-2013
Honeywell International	United States	1.65	976.70	31-Mar-2013
Jacobs Engineering	United States	1.12	82.19	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Principal Financial

Principal Financial currently has an estimated USD$ 197.95 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 128 provides an overview of the nuclear weapon companies in which Principal Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 128   Shareholdings of Principal Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.75	25.23	31-Mar-2013
Alliant Techsystems	United States	1.18	27.45	31-Mar-2013
GenCorp	United States	0.55	4.43	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 129 provides an overview of the nuclear weapon companies in which Principal Financial owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 129   Bondholdings of Principal Financial

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	0.90	42.76	31-Mar-13
EADS	Netherlands	0.53	17.76	30-Apr-13 until 31-May-13
GenCorp	United States	0.81	5.32	31-May-13
Lockheed Martin	United States	0.61	42.47	31-May-13
SAIC	United States	2.51	32.53	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Provident Trust

Provident Trust currently has an estimated USD$ 49.30 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 130 provides an overview of the nuclear weapon companies in which Provident Trust owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 130   Shareholdings of Provident Trust

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.67	49.30	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Proxima Capital Management

Proxima Capital Management currently has an estimated USD$ 18.34 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 131 provides an overview of the nuclear weapon companies in which Proxima Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 131   Shareholdings of Proxima Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	0.58	18.34	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Prudential Financial

Prudential Financial currently has an estimated USD$ 2,611.47 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 132 provides an overview of the nuclear weapon companies in which Prudential Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 132   Shareholdings of Prudential Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	1.41	32.76	31-Mar-2013
Babcock & Wilcox	United States	0.80	25.47	31-Mar-2013
Boeing	United States	1.85	1,207.04	31-Mar-2013
Huntington Ingalls Industries	United States	0.60	16.12	31-Mar-2013
Northrop Grumman	United States	0.60	99.23	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 133 provides an overview of the nuclear weapon companies in which Prudential Financial owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 133   Bondholdings of Prudential Financial

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	3.42	18.73	31-May-13
BAE Systems	United Kingdom	1.20	56.92	31-May-13
Boeing	United States	3.12	283.69	31-Mar-13
Fluor	United States	1.02	5.34	31-Mar-13
General Dynamics	United States	3.35	130.64	31-May-13
Honeywell International	United States	5.41	328.32	31-Mar-13
Lockheed Martin	United States	4.03	280.41	31-Mar-13
Northrop Grumman	United States	1.89	111.53	31-Mar-13
Rockwell Collins	United States	2.03	15.27	31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Pzena Investment Management

Pzena Investment Management currently has an estimated USD$ 357.11 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 134 provides an overview of the nuclear weapon companies in which Pzena Investment Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 134   Shareholdings of Pzena Investment Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	1.00	26.85	31-Mar-2013
Nortrop Grumman	United States	1.75	288.80	31-Mar-2013
URS	United States	1.15	41.46	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

QS Investors

QS Investors currently has an estimated USD$ 23.94 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 135 provides an overview of the nuclear weapon companies in which QS Investors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 135   Shareholdings of QS Investors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	0.90	23.94	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Raymond James Financial

Raymond James Financial currently has an estimated USD$ 57.24 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 136 provides an overview of the nuclear weapon companies in which Raymond James Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 136   Shareholdings of Raymond James Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.67	22.59	31-Mar-2013
URS	United States	0.96	34.65	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Regions Financial Corporation

Regions Financial Corporation currently has an estimated USD$ 28.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Regions Bank, a subsidiary of Regions Financial Corporation, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.²⁸¹

Renaissance Technologies

Renaissance Technologies currently has an estimated USD$ 58.22 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 137 provides an overview of the nuclear weapon companies in which Renaissance Technologies owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 137   Shareholdings of Renaissance Technologies

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.84	6.72	31-Mar-2013
Huntington Ingalls Industries	United States	1.08	29.01	31-Mar-2013
URS	United States	0.63	22.49	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Richmond Hill Investments

Richmond Hill Investments currently has an estimated USD$ 11.89 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 138 provides an overview of the nuclear weapon companies in which Richmond Hill Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 138   Shareholdings of Richmond Hill Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	1.48	11.89	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Roaring Blue Lion Capital Management

Roaring Blue Lion Capital Management currently has an estimated USD$ 6.94 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 139 provides an overview of the nuclear weapon companies in which Roaring Blue Lion Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 139   Shareholdings of Roaring Blue Lion Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	0.86	6.94	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.\

 

Ruane Cunniff & Goldfarb

Ruane Cunniff & Goldfarb currently has an estimated USD$ 414.61 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 140 provides an overview of the nuclear weapon companies in which Ruane Cunniff & Goldfarb owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 140   Shareholdings of Ruane Cunniff & Goldfarb

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	1.51	110.88	31-Mar-2013
Rolls-Royce	United Kingdom	1.04	303.73	25-Feb-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Sanders Capital

Sanders Capital currently has an estimated USD$ 284.37 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 141 provides an overview of the nuclear weapon companies in which Sanders Capital owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 141   Shareholdings of Sanders Capital

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	1.14	284.37	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Shapiro Capital Management

Shapiro Capital Management currently has an estimated USD$ 191.85 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 142 provides an overview of the nuclear weapon companies in which Shapiro Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 142   Shareholdings of Shapiro Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	5.03	153.39	30-Apr-2013
SAIC	United States	0.83	38.46	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Silvercrest Asset Management

Silvercrest Asset Management currently has an estimated USD$ 41.26 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 143 provides an overview of the nuclear weapon companies in which Silvercrest Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 143   Shareholdings of Silvercrest Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.29	41.26	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

SkyTop Capital Management

SkyTop Capital Management currently has an estimated USD$ 18.42 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 144 provides an overview of the nuclear weapon companies in which SkyTop Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 144   Shareholdings of SkyTop Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.29	18.42	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Snow Capital Management

Snow Capital Management currently has an estimated USD$ 67.47 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 145 provides an overview of the nuclear weapon companies in which Snow Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 145   Shareholdings of Snow Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	2.00	67.47	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

SouthernSun Asset Management

SouthernSun Asset Management currently has an estimated USD$ 173.90 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 146 provides an overview of the nuclear weapon companies in which SouthernSun Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 146   Shareholdings of SouthernSun Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
URS	United States	4.83	173.90	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Southpoint Capital Advisors

Southpoint Capital Advisors currently has an estimated USD$ 125.93 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 147 provides an overview of the nuclear weapon companies in which Southpoint Capital Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 147   Shareholdings of Southpoint Capital Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	4.71	125.93	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

State Street

State Street currently has an estimated USD$ 20,441.16 million invested or available for the nuclear weapons producers identified in this report.

Loans

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. State Street Bank and Trust, a subsidiary of State Street, was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.²⁸²

 

In December 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. State Street Bank and Trust, a subsidiary of State Street, participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.²⁸³

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. State Street Bank, a subsidiary of State Street, participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.²⁸⁴

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. State Street participated in the 21 bank syndicate, committing anamount of US$ 55 million.²⁸⁵

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. State Street Bank, a subsidiary of State Street, participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.²⁸⁶

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. State Street Bank, a subsidiary of State Street, was part of the syndicate of 12 banks, participating with an amount of US$ 40 million.²⁸⁷)

Asset management

Table 148 provides an overview of the nuclear weapon companies in which State Street owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 148   Shareholdings of State Street

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	2.70	91.37	28-Feb-2013 until 30-Apr-2013
Alliant Techsystems	United States	3.00	69.96	28-Feb-2013 until 31-Mar-2013
Babcock & Wilcox	United States	1.53	48.67	31-Mar-2013
Babcock International	United Kingdom	2.10	126.62	01-Mar-2013 until 01-Jun-2013
BAE Systems	United Kingdom	3.31	556.28	31-Jul-2012 until 06-Jun-2013
Boeing	United States	4.31	2,805.04	30-Nov-2012 until 31-May-2013
EADS	Netherlands	1.19	347.73	31-Jul-2012 until 31-May-2013
Fluor	United States	4.20	451.82	30-Nov-2012 until 31-May-2013
GenCorp	United States	2.05	16.47	31-Mar-2013
General Dynamics	United States	4.63	1,156.28	30-Nov-2012 until 31-May-2013
Honeywell International	United States	9.17	5,430.12	30-Nov-2012 until 31-May-2013
Huntington Ingalls Industries	United States	4.71	125.89	28-Feb-2013 until 30-Apr-2013
Jacobs Engineering	United States	3.88	284.83	30-Nov-2012 until 31-May-2013
Lockheed Martin	United States	18.64	5,763.93	30-Nov-2012 until 31-May-2013
Northrop Grumman	United States	11.31	1,865.23	30-Nov-2012 until 31-May-2013
Rockwell Collins	United States	4.20	360.05	30-Nov-2012 until 31-May-2013
Rolls-Royce	United Kingdom	1.23	381.39	22-Feb-2013 until 03-Jun-2013
SAIC	United States	3.44	159.55	30-Nov-2012 until 31-May-2013
Serco	United Kingdom	1.26	56.63	27-Feb-2013 until 11-Jun-2013
URS	United States	2.65	95.18	28-Feb-2013 until 31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 149 provides an overview of the nuclear weapon companies in which State Street owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 149   Bondholdings of State Street

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	1.72	20.62	30-Jun-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

State Teachers Retirement System of Ohio

State Teachers Retirement System of Ohio currently has an estimated USD$ 45.59 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 150 provides an overview of the nuclear weapon companies in which State Teachers Retirement System of Ohio owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 150   Shareholdings of State Teachers Retirement System of Ohio

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.35	45.59	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Steel Partners

Steel Partners currently has an estimated USD$ 55.61 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 151 provides an overview of the nuclear weapon companies in which Steel Partners owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 151   Shareholdings of Steel Partners

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	6.91	55.61	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Sun Life Financial

Sun Life Financial currently has an estimated USD$ 5,481.96 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 152 provides an overview of the nuclear weapon companies in which Sun Life Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 152   Shareholdings of Sun Life Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	2.48	267.44	31-Mar-2013
Honeywell International	United States	4.85	2,873.24	31-Mar-2013
Lockheed Martin	United States	5.50	1,700.97	31-Mar-2013
Northrop Grumman	United States	3.05	502.53	31-Mar-2013
Serco	United Kingdom	0.82	38.18	11-Jun-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 153 provides an overview of the nuclear weapon companies in which Sun Life Financial owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 153   Bondholdings of Sun Life Financial

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	1.41	67.07	30-Apr-13
Huntington Ingalls Industries	United States	2.72	32.59	31-May-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

SunAmerica Asset Management

SunAmerica Asset Management currently has an estimated USD$ 129.01 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 154 provides an overview of the nuclear weapon companies in which SunAmerica Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 154   Shareholdings of SunAmerica Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Northrop Grumman	United States	0.78	129.01	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

SunTrust

SunTrust currently has an estimated USD$ 1,157.75 million invested or available for the nuclear weapons producers identified in this report.

Loans

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. SunTrust Banks was one of the five bookrunners in the syndicate of 20 banks and provided US$ 80 million.²⁸⁸

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. SunTrust Banks was one of the four bookrunners in a syndicate of 13 banks and provided an estimated US$ 20 million.²⁸⁹

 

In November 2011, GenCorp entered into a US$ 200 million revolving credit facility due November 2016 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. SunTrust Bank participated in the five bank syndicate, committing an estimated amount of US$ 40 million.²⁹⁰

 

In August 2012, GenCorp secured a US$ 50 million amended delayed draw term loan due August 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt. SunTrust Bank participated in the four bank syndicate, committing an estimated amount of US$ 12.5 million.²⁹¹

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. SunTrust Bank participated in the 21 bank syndicate, committing an estimated amount of US$ 37.5 million.²⁹²

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. SunTrust Bank participated in the 22 bank syndicate, committing an estimated amount of US$ 78.1 million.²⁹³

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. SunTrust Bank participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.²⁹⁴

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. SunTrust Bank participated in the 11 bank syndicate, committing an estimated amount of US$ 171.4 million.²⁹⁵

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. SunTrust Bank participatedin the syndicate of 16 banks, providing an estimated amount of US$ 85 million.²⁹⁶

Investment banking

In September 2010, Alliant Techsystems issued 6.875% ten-year bonds for US$ 350 million. The proceeds were used for general corporate purposes and to reduce indebtedness. SunTrust Banks, part of the seven bank syndicate, underwrote US$ 37 million.²⁹⁷

 

In January 2013, GenCorp issued bonds with a total value of US$ 460 million with an interest rate of7.125% due March 2021. The proceeds were used for future acquisitions and general corporate purposes. SunTrust Robinson Humphrey, a subsidiary of SunTrust Bank, participatedin the syndicate of four banks, underwriting an estimated amount of US$ 115 million.²⁹⁸

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. SunTrust Robinson Humphrey, a subsidiary of SunTrust Bank, participated in the 21 bank syndicate,underwriting anamount of US$ 30 million.²⁹⁹

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. SunTrust Robinson Humphrey, a subsidiary of SunTrust Bank, participated in the 18 bank syndicate,underwriting anamount of US$ 72 million.³⁰⁰

 

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. SunTrust Robinson Humphrey, a subsidiary of SunTrust Bank, participated in the 13 bank syndicate,underwriting an estimated amount of US$ 33.3 million.³⁰¹

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. SunTrust Robinson Humphrey, a subsidiary of SunTrust Bank, participated in the 12 bank syndicate,underwriting anamount of US$ 75 million.³⁰²

Asset management

Table 155 provides an overview of the nuclear weapon companies in which SunTrust owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

 

Table 155   Shareholdings of SunTrust

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Fluor	United States	0.70	76.08	31-Mar-2013
Rockwell Collins	United States	1.11	95.02	31-Mar-2013
SAIC	United States	1.16	53.95	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

T. Rowe Price

T. Rowe Price currently has an estimated USD$ 5,501.63 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 156 provides an overview of the nuclear weapon companies in which T. Rowe Price owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 156   Shareholdings of T. Rowe Price

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	17.69	563.96	31-Mar-2013
Boeing	United States	3.90	2,540.35	31-Mar-2013
Honeywell International	United States	2.87	1,699.38	31-Mar-2013
Jacobs Engineering	United States	0.70	51.64	31-Mar-2013
Lockheed Martin	United States	0.86	267.25	31-Mar-2013
Rolls-Royce	United Kingdom	1.11	324.99	22-Feb-2013 until 25-Feb-2013
Serco	United Kingdom	1.25	54.06	27-Feb-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Teton Advisors

Teton Advisors currently has an estimated USD$ 16.08 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 157 provides an overview of the nuclear weapon companies in which Teton Advisors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 157   Shareholdings of Teton Advisors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.00	16.08	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Thornburg Investment Management

Thornburg Investment Management currently has an estimated USD$ 514.50 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 158 provides an overview of the nuclear weapon companies in which Thornburg Investment Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 158   Shareholdings of Thornburg Investment Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rolls-Royce	United Kingdom	1.56	505.50	3-Jun-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 159 provides an overview of the nuclear weapon companies in which Thornburg Investment Management owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 159   Bondholdings of Thornburg Investment Management

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
URS	United States	0.77	9.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Thrivent Financial

Thrivent Financial currently has an estimated USD$ 277.58 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 160 provides an overview of the nuclear weapon companies in which Thrivent Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 160   Shareholdings of Thrivent Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	2.60	191.19	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 161 provides an overview of the nuclear weapon companies in which Thrivent Financial owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

 

Table 161   Bondholdings of Thrivent Financial

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.55	3.00	31-Mar-13
BAE Systems	United Kingdom	0.55	26.00	31-Mar-13
Lockheed Martin	United States	0.83	57.39	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

TIAA-CREF

TIAA-CREF currently has an estimated USD$ 3,012.67 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 162 provides an overview of the nuclear weapon companies in which TIAA-CREF owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 162   Shareholdings of TIAA-CREF

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.07	36.11	31-Mar-2013
Alliant Techsystems	United States	1.41	32.86	31-Mar-2013
Boeing	United States	0.99	646.32	31-Mar-2013
Fluor	United States	0.89	96.01	31-Mar-2013
GenCorp	United States	0.65	5.20	31-Mar-2013
General Dynamics	United States	0.75	187.75	31-Mar-2013
Honeywell International	United States	1.31	778.80	31-Mar-2013
Huntington Ingalls Industries	United States	0.55	14.59	31-Mar-2013
Jacobs Engineering	United States	0.77	56.82	31-Mar-2013
Northrop Grumman	United States	0.51	83.56	31-Mar-2013
Rockwell Collins	United States	1.37	117.02	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Table 163 provides an overview of the nuclear weapon companies in which TIAA-CREF owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 163   Bondholdings of TIAA-CREF

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	3.66	20.13	30-Apr-13
BAE Systems	United Kingdom	2.11	100.37	31-Mar-13
Boeing	United States	1.98	179.35	31-Mar-13
Fluor	United States	5.52	29.00	31-Mar-13
General Dynamics	United States	1.08	41.93	31-Mar-13
Honeywell International	United States	2.01	122.20	31-Mar-13
Huntington Ingalls Industries	United States	4.18	50.14	31-Mar-13
Lockheed Martin	United States	3.39	235.75	31-Mar-13
Northrop Grumman	United States	2.04	120.01	31-Mar-13
Rockwell Collins	United States	7.83	58.75	30-Apr-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Tiger Veda Management

Tiger Veda Management currently has an estimated USD$ 21.79 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 164 provides an overview of the nuclear weapon companies in which Tiger Veda Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 164   Shareholdings of Tiger Veda Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.71	21.79	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Trimaran Capital Partners

Trimaran Capital Partners currently has an estimated USD$ 13.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. Trimaran Capital Partners participated in the syndicate of 13 banks and provided an estimated US$ 13 million.³⁰³

 

Tweedy Browne

Tweedy Browne currently has an estimated USD$ 111.54 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 165 provides an overview of the nuclear weapon companies in which Tweedy Browne owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 165   Shareholdings of Tweedy Browne

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Safran	France	0.60	111.54	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Two Sigma Investments

Two Sigma Investments currently has an estimated USD$ 40.00 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 166 provides an overview of the nuclear weapon companies in which Two Sigma Investments owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 166   Shareholdings of Two Sigma Investments

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	1.05	35.51	31-Mar-2013
GenCorp	United States	0.56	4.49	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

UMB Financial

UMB Financial currently has an estimated USD$ 42.95 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 167 provides an overview of the nuclear weapon companies in which UMB Financial owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 167   Shareholdings of UMB Financial

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.58	42.95	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Umpqua Bank

Umpqua Bank currently has an estimated USD$ 40.00 million invested or available for the nuclear weapons producers identified in this report.

Loans

In November 2011, GenCorp entered into a US$ 200 million revolving credit facility due November 2016 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Umpqua Bank participated in the five bank syndicate, committing an estimated amount of US$ 40 million.³⁰⁴

US Bancorp

US Bancorp currently has an estimated USD$ 2,564.50 million invested or available for the nuclear weapons producers identified in this report.

Loans

In September 2010, Aecom secured a US$600 million four-year term credit agreement at a base rate of LIBOR+250.000bps. The proceeds were used for general corporate purposes, to increase working capital, for refinancing and acquisition needs. Under the credit agreement, Aecom borrowed US$ 600 million in term loans and may borrow up to an additional $100 million in term loans upon request subject to certain conditions. US Bank, a subsidiary of US Bancorp, was part of the ten bank syndicate and provided an estimated US$ 45 million.³⁰⁵

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. US Bank, a subsidiary of US Bancorp, was part of the 24 bank syndicate and participated with an estimated US$ 20 million.³⁰⁶

 

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. US Bank, a subsidiary of US Bancorp, was one of the five bookrunners in the syndicate of 20 banks and provided US$ 80 million.³⁰⁷

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. US Bank, a subsidiary of US Bancorp, was one of the four bookrunners in a syndicate of 13 banks and provided an estimated US$ 20 million.³⁰⁸

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. US Bank, a subsidiary of US Bancorp, was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.³⁰⁹

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. US Bank, a subsidiary of US Bancorp, was part of the syndicate of 17 banks, participating with US$ 40 million.³¹⁰

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$ 1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. US Bank, a subsidiary of US Bancorp, was part of the syndicate of 24 banks, and committed an estimated amount of US$ 75 million.³¹¹

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. US Bank, a subsidiary of US Bancorp, was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.³¹²

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.³¹³

 

In October 2012, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a US$ 2,300 million tranche due October 2013 at a base rate of LIBOR+82.500bps and a US$ 2,300 million tranche due October 2017 at a base rate of LIBOR+79.500bps, which replaced the loan secured in November 2011. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participatedin the syndicate of four banks, providing an estimated amount of US$ 920 million.³¹⁴

 

In April 2012, CH2M Hill signed a US$ 900 million revolving credit facility due April 2017 at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the nine bank syndicate, committing an estimated amount of US$ 72 million.³¹⁵

 

In November 2012, Fluor secured a US$ 1,800 million revolving credit facility due November 2017 at a base rate of LIBOR+100.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the eight bank syndicate, committing an estimated amount of US$ 180 million.³¹⁶

 

In November 2011, GenCorp entered into a US$ 200 million revolving credit facility due November 2016 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the five bank syndicate, committing an estimated amount of US$ 40 million.³¹⁷

 

In August 2012, GenCorp secured a US$ 50 million amended delayed draw term loan due August 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt. US Bank, a subsidiary of US Bancorp, participated in the four bank syndicate, committing an estimated amount of US$ 12.5 million.³¹⁸

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. US Bank, a subsidiary of US Bancorp, participated in the 21 bank syndicate, committing an estimated amount of US$ 37.5 million.³¹⁹

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the 22 bank syndicate, committing an estimated amount of US$ 78.1 million.³²⁰

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the 29 bank syndicate, committing anamount of US$ 50 million.³²¹

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. US Bank, a subsidiary of US Bancorp, participatedin the syndicate of 20 banks, providing an estimated amount of US$ 45.9 million.³²²

 

In March 2012, Jacobs Engineering entered into a US$ 1,160 million revolving credit facility due March 2017 at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the eight bank syndicate, committing an estimated amount of US$ 139.2 million.³²³

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the 21 bank syndicate, committing anamount of US$ 85 million.³²⁴

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participated in the 28 bank syndicate, committing an estimated amount of US$ 12.5 million.³²⁵

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. US Bank, a subsidiary of US Bancorp, was part of the syndicate of 12 banks, participating with an amount of US$ 60 million.³²⁶)

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. US Bank, a subsidiary of US Bancorp, was part of the syndicate of nine banks, participating with an estimated amount of US$ 64.3 million.³²⁷

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. US Bank, a subsidiary of US Bancorp, participatedin the syndicate of 16 banks, providing an estimated amount of US$ 85 million.³²⁸

 

In March 2012, URS entered into a US$ 500 million bridge Loan due March 2013 at a base rate of LIBOR+175.000bps. The proceeds will be used for future acquisitions. US Bank, a subsidiary of US Bancorp, was part of the syndicate of ten banks, participating with an estimated amount of US$ 42.9 million.³²⁹

Investment banking

In September 2010, Alliant Techsystems issued 6.875% ten-year bonds for US$ 350 million. The proceeds were used for general corporate purposes and to reduce indebtedness. US Bancorp, part of the seven bank syndicate, underwrote US$ 37 million.³³⁰

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. US Bancorp participatedin the syndicate of 31 banks, underwriting anamount of US$ 15 million.³³¹

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. US Bancorp participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.³³²

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. US Bancorp participated in the 21 bank syndicate,underwriting anamount of US$ 52.5 million.³³³

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. US Bancorp participated in the 18 bank syndicate,underwriting anamount of US$ 90 million.³³⁴

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. US Bancorp participated in the 15 bank syndicate,underwriting anamount of US$ 80 million.³³⁵

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. US Bancorp participated in the 26 bank syndicate,underwriting an estimated amount of US$ 35.6 million.³³⁶

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. US Bancorp participated in the ten bank syndicate,underwriting an estimated amount of US$ 26.8 million.³³⁷

 

US Fiduciary Services

US Fiduciary Services currently has an estimated USD$ 220.23 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 168 provides an overview of the nuclear weapon companies in which US Fiduciary Services owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 168   Shareholdings of US Fiduciary Services

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	8.24	220.23	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

ValueAct

ValueAct currently has an estimated USD$ 705.62 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 169 provides an overview of the nuclear weapon companies in which ValueAct owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 169   Shareholdings of ValueAct

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Rockwell Collins	United States	8.24	705.62	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Van Eck Associates

Van Eck Associates currently has an estimated USD$ 43.54 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 170 provides an overview of the nuclear weapon companies in which Van Eck Associates owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 170   Shareholdings of Van Eck Associates

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Jacobs Engineering	United States	0.59	43.54	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Vanguard

Vanguard currently has an estimated USD$ 13,684.59 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 171 provides an overview of the nuclear weapon companies in which Vanguard owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 171   Shareholdings of Vanguard

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	5.21	176.20	31-Mar-2013
Alliant Techsystems	United States	5.34	124.61	31-Mar-2013
Babcock & Wilcox	United States	4.77	152.17	31-Mar-2013
Babcock International	United Kingdom	0.57	35.12	06-Feb-2013 until 01-Jun-2013
BAE Systems	United Kingdom	1.33	216.68	09-Oct-2012 until 14-Jan-2013
Boeing	United States	4.43	2,885.20	31-Mar-2013
EADS	Netherlands	1.54	430.40	9-Oct-2012
Fluor	United States	5.21	563.11	31-Mar-2013
GenCorp	United States	3.97	31.98	31-Mar-2013
General Dynamics	United States	4.77	1,188.11	31-Mar-2013
Honeywell International	United States	4.36	2,585.87	31-Mar-2013
Huntington Ingalls Industries	United States	6.09	162.88	31-Mar-2013
Jacobs Engineering	United States	6.01	442.02	31-Mar-2013
Larsen & Toubro*	India	0.74	128.01	30-Apr-2013
Lockheed Martin	United States	3.97	1,227.61	31-Mar-2013
Northrop Grumman	United States	4.84	797.76	31-Mar-2013
Rockwell Collins	United States	6.30	539.50	31-Mar-2013
Rolls-Royce	United Kingdom	0.57	183.43	21-Jan-2013 until 03-Jun-2013
Safran	France	0.56	115.40	30-Apr-2013
SAIC	United States	5.40	250.39	31-Mar-2013
Serco	United Kingdom	0.59	27.05	27-Feb-2013 until 11-Jun-2013
Thales	France	0.53	46.67	30-Apr-2013
ThyssenKrupp	Germany	0.81	75.19	30-Apr-2013
URS	United States	4.72	169.90	31-Mar-2013

* Including Larsen and Toubro Sponsored GDR Representing 1 Ordinary Share

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Table 172 provides an overview of the nuclear weapon companies in which Vanguard Group owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 172   Bondholdings of Vanguard Group

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Boeing	United States	3.02	273.79	31-Mar-13
Fluor	United States	1.52	7.98	31-Mar-13
General Dynamics	United States	6.78	264.26	31-Mar-13
Honeywell International	United States	3.65	221.71	31-Mar-13
Huntington Ingalls Industries	United States	6.36	76.31	31-Mar-13
Lockheed Martin	United States	2.79	193.73	31-Mar-13
Northrop Grumman	United States	0.72	42.33	31-Mar-13
Rockwell Collins	United States	1.56	11.73	31-Mar-13
SAIC	United States	1.52	19.69	31-Mar-13
URS	United States	1.53	17.80	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Victory Capital Management

Victory Capital Management currently has an estimated USD$ 134.17 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 173 provides an overview of the nuclear weapon companies in which Victory Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 173   Shareholdings of Victory Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
General Dynamics	United States	0.54	134.17	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Viking Global Investors

Viking Global Investors currently has an estimated USD$ 1,483.13 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 174 provides an overview of the nuclear weapon companies in which Viking Global Investors owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 174   Shareholdings of Viking Global Investors

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Boeing	United States	1.63	1,062.40	31-Mar-2013
EADS	Netherlands	1.52	423.73	10-Oct-2012

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Washington Trust Bancorp

Washington Trust Bancorp currently has an estimated USD$ 30.03 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 175 provides an overview of the nuclear weapon companies in which Washington Trust Bancorp owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 175   Shareholdings of Washington Trust Bancorp

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.89	30.03	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Water Asset Management

Water Asset Management currently has an estimated USD$ 26.51 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 176 provides an overview of the nuclear weapon companies in which Water Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 176   Shareholdings of Water Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Aecom	United States	0.78	26.51	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Wedge Capital Management

Wedge Capital Management currently has an estimated USD$ 217.28 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 177 provides an overview of the nuclear weapon companies in which Wedge Capital Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 177   Shareholdings of Wedge Capital Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Huntington Ingalls Industries	United States	2.13	57.07	31-Mar-2013
URS	United States	4.45	160.21	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Wellington Management

Wellington Management currently has an estimated USD$ 4,939.37 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 178 provides an overview of the nuclear weapon companies in which Wellington Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 178   Shareholdings of Wellington Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock International	United Kingdom	0.56	34.06	1-Jun-2013
Boeing	United States	1.62	1,054.13	31-Mar-2013
General Dynamics	United States	1.74	434.34	31-Mar-2013
Honeywell International	United States	3.29	1,948.92	31-Mar-2013
Jacobs Engineering	United States	2.40	176.32	31-Mar-2013
Lockheed Martin	United States	1.81	558.82	31-Mar-2013
Nortrop Grumman	United States	1.48	243.96	31-Mar-2013
Rolls-Royce	United Kingdom	0.82	240.97	25-Feb-2013
Safran*	France	1.12	247.85	31-May-2013

* Including Safran ADR Representing 1 Ordinary Shares

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

Wells Fargo

Wells Fargo currently has an estimated USD$ 5,335.94 million invested or available for the nuclear weapons producers identified in this report.

Loans

In September 2010, Aecom secured a US$600 million four-year term credit agreement at a base rate of LIBOR+250.000bps. The proceeds were used for general corporate purposes, to increase working capital, for refinancing and acquisition needs. Under the credit agreement, Aecom borrowed US$ 600 million in term loans and may borrow up to an additional $100 million in term loans upon request subject to certain conditions. Wells Fargo was part of the ten bank syndicate and provided an estimated US$ 45 million.³³⁸

 

In July 2011, Aecom entered into an amended revolving credit facility, with a borrowing capacity of US$ 1,050 million at a base rate of LIBOR+150.000bps and a five-year expiration date. The proceeds would be used as working capital and for general corporate purposes. Wells Fargo was one of the four bookrunners in the ten bank syndicate, participating with an estimated US$ 105 million.³³⁹

 

In September 2011, Aecom secured a US$ 600 million five-year term loan at a base rate of LIBOR+175.000bps, amending and replacing an existing credit agreement from September 2010. The proceeds were used to refinance bank debt and for general corporate purposes. Wells Fargo was part of the eleven bank syndicate and provided an estimated US$ 33 million.³⁴⁰

 

In June 2013, Aecom entered into a US$ 750 million five-year term loan at a base rate of LIBOR+150.000bps, a second amendment to an existing credit agreement from 2010. The proceeds were destined for capital expenditures, to repay all obligations owing under the existing credit agreement, and for other general corporate purposes. Wells Fargo was part of the 24 bank sundicate and participated with an estimated US$ 20 million.³⁴¹

 

In October 2010, Alliant Techsystems secured a US$ 1,000 million five-year credit facility, comprising a US$ 600 million revolver and a US$ 400 million term loan. The proceeds were used for refinancing, to increase working capital and to finance capital expenditures and acquisitions. Wells Fargo was one of the five bookrunners in the syndicate of 20 banks and provided US$ 80 million.³⁴²

 

In September 2012, Alliant Techsystems secured a US$ 200 million five-year credit facility at a base rate of LIBOR+225.000bps. The proceeds were used for refinancing and for general corporate purposes. Wells Fargo was one of the four bookrunners in a syndicate of 13 banks and provided an estimated US$ 20 million.³⁴³

 

In May 2010, Babcock & Wilcox Investment Company, a subsidiary of Babcock & Wilcox, secured a four-year revolving credit facility with a value of US$ 700 million at a base rate of LIBOR+250.000bps. The proceeds were used for working capital, capital expenditure, refinancing and general corporate purposes. Wells Fargo was part of the 17 bank syndicate, committing an estimated amount of US$ 28 million.³⁴⁴

 

In June 2012, Babcock & Wilcox secured a US$ 700 million five-year credit facility at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing and general corporate purposes. Wells Fargo was one of the four bookrunners in a syndicate of 17 banks, participating with US$ 62.5 million.³⁴⁵

 

In December 2010, BAE Systems secured a five-year revolving credit facility with a value of £ 2,000 million (US$ 3,161 million). The proceeds were used for refinancing and general corporate purposes. Wells Fargo was part of the 24 bank syndicate, committing an estimated amount of US$ 132 million.³⁴⁶

 

In June 2011, Bechtel signed a five-year revolving credit facility with a value of US$ 2,500 million. The facility is split in two tranches: a US$ 1,550 million letter of credit and a US$ 950 million revolver. The proceeds would be used to refinance debt and for working capital purposes. Wells Fargo was part of the syndicate of 24 banks, and committed an estimated amount of US$ 75 million.³⁴⁷

 

In November 2010, Boeing secured a one-year revolving credit facility with a value of US$ 2,376 million. The proceeds were used to refinance the loan from November 2009 and for general corporate purposes. Wells Fargo was part of the syndicate of 37 banks, participating with an estimated amount of US$ 40.7 million.³⁴⁸

 

In November 2011, Boeing entered into a US$ 4,600 million revolving credit facility. The facility was split in two tranches: a one-year US$ 2,300 million tranche at a base rate of LIBOR+82.500bps, which replaced the loan secured in November 2010,and a five-year US$ 2,300 million tranche at a base rate of LIBOR+79.500bps.The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo participatedin the syndicate of 35 banks, providing an estimated amount of US$ 83.6 million.³⁴⁹

 

In December 2010, CH2M Hill secured a US$ 600 million revolving credit facility due December 2015 at a base rate of LIBOR+150.000bps. The proceeds were used for general corporate purposes. Wells Fargo participated in the five bank syndicate, committing an estimated amount of US$ 120 million.³⁵⁰

 

In April 2012, CH2M Hill signed a US$ 900 million revolving credit facility due April 2017 at a base rate of LIBOR+150.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo participated in the nine bank syndicate, committing an estimated amount of US$ 135 million.³⁵¹

 

In November 2011, GenCorp entered into a US$ 200 million revolving credit facility due November 2016 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo participated in the five bank syndicate, committing an estimated amount of US$ 40 million.³⁵²

 

In August 2012, GenCorp secured a US$ 50 million amended delayed draw term loan due August 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for refinancing bank debt. Wells Fargo participated in the four bank syndicate, committing an estimated amount of US$ 12.5 million.³⁵³

 

In July 2010, General Dynamics secured a three-year revolving credit facility with a value of US$ 1,000 million at a base rate of LIBOR+50.000bps. The proceeds were used to refinance the loan secured in July 2009 and to provide a backup for commercial paper. Wells Fargo participated in the 21 bank syndicate, committing an estimated amount of US$ 80 million.³⁵⁴

 

In July 2011, General Dynamics secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+37.500bps. The facility was split in two tranches: a US$ 1,000 million tranche due July 2016 and a US$ 1,000 million tranche due July 2013, which replaced the loan secured in July 2010. The proceeds were used for refinancing and for general corporate purposes. Wells Fargo participated in the 22 bank syndicate, committing an estimated amount of US$ 160 million.³⁵⁵

 

In June 2013, General Dynamics entered into a US$ 1,000 million revolving credit facility due June 2018 at a base rate of LIBOR+87.500bps. The proceeds were used for refinancing. Wells Fargo participated in the seven bank syndicate, committing an estimated amount of US$ 142.9 million.³⁵⁶

 

In March 2011, Honeywell International secured a five-year revolving credit facility with a value of US$ 2,800 million. The proceeds were used for general corporate purposes. Wells Fargo participated in the 29 bank syndicate, committing anamount of US$ 50 million.³⁵⁷

 

In March 2011, Huntington Ingalls Industries entered into a US$ 1,225 million credit facility. The facility was split in two tranches: a US$ 650 million revolving credit facility due January 2016 at a base rate of LIBOR+300.000bps and a US$ 575 million term loan due January 2017 at a base rate of LIBOR+325.000bps. The proceeds were used for general corporate purposes. Wells Fargo participatedin the syndicate of 20 banks, providing an estimated amount of US$ 122.5 million.³⁵⁸

 

In March 2012, Jacobs Engineering entered into a US$ 1,160 million revolving credit facility due March 2017 at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes. Wells Fargo participated in the eight bank syndicate, committing an estimated amount of US$ 154.7 million.³⁵⁹

 

In August 2011, Lockheed Martin secured a five-year revolving credit facility with a value of US$ 1,500 million at a base rate of LIBOR+100.000bps. The proceeds were used for general corporate purposes. Wells Fargo participated in the 21 bank syndicate, committing anamount of US$ 120 million.³⁶⁰

 

In September 2011, Northrop Grumman secured a revolving credit facility with a value of US$ 2,000 million at a base rate of LIBOR+75.000bps. The facility was divided in two tranches: a US$ 500 million tranche due September 2012 and a US$ 1,500 million tranche due September 2016. The proceeds were used for general corporate purposes. Wells Fargo participated in the 11 bank syndicate, committing an estimated amount of US$ 200 million.³⁶¹

 

In September 2012, Northrop Grumman secured a US$ 500 million revolving credit facility due September 2013 at a base rate of LIBOR+75.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo participated in the 28 bank syndicate, committing an estimated amount of US$ 50 million.³⁶²

 

In May 2011, Rockwell Collins entered into a US$ 850 million five-year unsecured revolving credit at a base rate of LIBOR+87.500bps. The proceeds were used for general corporate purposes, acquisition and refinancing debt. Wells Fargo was part of the syndicate of 12 banks, participating with an amount of US$ 85 million.³⁶³)

 

In March 2011, SAIC signed a US$ 750 million revolving credit facility due March 2015 at a base rate of LIBOR+120.000bps. The proceeds were used for general corporate purposes and refinancing of a 2007 loan. Wells Fargo was part of the syndicate of nine banks, participating with an estimated amount of US$ 64.3 million.³⁶⁴

 

In February 2012, SAIC entered into a US$ 750 million revolving credit facility due February 2016 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo was part of the syndicate of six banks, participating with an estimated amount of US$ 112.5 million.³⁶⁵

 

In April 2013, SAIC secured a US$ 750 million revolving credit facility due April 2017 at a base rate of LIBOR+120.000bps. The proceeds were used for refinancing bank debt. Wells Fargo was part of the syndicate of six banks, participating with an estimated amount of US$ 112.5 million.³⁶⁶

 

In October 2011, URS entered into a US$ 1,700 million credit facility at a base rate of LIBOR+150.000bps due October 2016. The facility was split in two tranches: a US$ 1,000 million revolving credit facility and a US$ 700 million term loan. The proceeds were used for refinancing bank debt and general corporate purposes. Wells Fargo participatedin the syndicate of 16 banks, providing an estimated amount of US$ 170 million.³⁶⁷

 

In March 2012, URS entered into a US$ 500 million bridge loan due March 2013 at a base rate of LIBOR+175.000bps. The proceeds will be used for future acquisitions. Wells Fargo was part of the syndicate of ten banks, participating with an estimated amount of US$ 42.9 million.³⁶⁸

Investment banking

In September 2010, Alliant Techsystems issued 6.875% ten-year bonds for US$ 350 million. The proceeds were used for general corporate purposes and to reduce indebtedness. Wells Fargo, part of the seven bank syndicate, underwrote US$ 37 million.³⁶⁹

 

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Wells Fargo participatedin the syndicate of 31 banks, underwriting anamount of US$ 22.5 million.³⁷⁰

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Wells Fargo participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.³⁷¹

 

In September 2011, Fluor issued bonds with a total value of US$ 500 million with an interest rate of3.375% due September 2021. The proceeds were used for general corporate purposes. Wells Fargo participatedin the syndicate of 17 banks, underwriting anamount of US$ 15 million.³⁷²

 

In January 2013, GenCorp issued bonds with a total value of US$ 460 million with an interest rate of7.125% due March 2021. The proceeds were used for future acquisitions and general corporate purposes. Wells Fargo participatedin the syndicate of four banks, underwriting an estimated amount of US$ 115 million.³⁷³

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Wells Fargo participated in the 21 bank syndicate,underwriting anamount of US$ 180 million.³⁷⁴

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. Wells Fargo participated in the 18 bank syndicate,underwriting anamount of US$ 336 million.³⁷⁵

 

In March 2011, Huntington Ingalls Industries issued bonds with a total value of US$ 1,200 million. The issue was split in two tranches: a US$ 600 million7.125% tranche due March 2021 and a US$ 600 million6.875% tranche due March 2016. The proceeds were used for general corporate purposes. Wells Fargo participated in the 13 bank syndicate,underwriting an estimated amount of US$ 225 million.³⁷⁶

 

In September 2011, Lockheed Martin issued bonds with a total value of US$ 2,000 million. The issue was split in three tranches: a US$ 500 million 2.125% tranche due September 2016, a US$ 900 million 3.350% tranche due September 2021 and a US$ 600 million 4.850% tranche due September 2041. The proceeds were used for general corporate purposes and to reduce indebtedness. Wells Fargo participated in the 15 bank syndicate,underwriting anamount of US$ 220 million.³⁷⁷

 

In November 2010, Northrop Grumman issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million 1.850% tranche due November 2015, a US$ 300 million 5.050%tranche due November 2040 and a US$ 700 million 3.500% tranche due March 2021. The proceeds were used for general corporate purposes, to reduce indebtedness and for working capital. Wells Fargo participated in the 12 bank syndicate,underwriting anamount of US$ 150 million.³⁷⁸

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million3.250% tranche due August 2023, a US$ 950 million4.750% tranche due June 2043 and a US$ 850 million1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Wells Fargo participated in the 26 bank syndicate,underwriting an estimated amount of US$ 356.3 million.³⁷⁹

 

In December 2010, SAIC issued bonds with a total value of US$ 750 million. The issue was split in two tranches: a US$ 450 million4.450% tranche due December 2020 and a US$ 300 million5.950% tranche due December 2040. The proceeds were used for repurchasing additional shares of common stock and general corporate purposes. Wells Fargo participated in the ten bank syndicate,underwriting an estimated amount of US$ 26.8 million.³⁸⁰

 

In March 2012, URS issued bonds with a total value of US$ 1,000 million. The issue was split in two tranches: a US$ 400 million3.850% tranche due April 2017 and a US$ 600 million5.000% tranche due April 2022. The proceeds were used for paying fees and expenses, reducing indebtedness, acquisition and general corporate purposes. Wells Fargo participated in the four bank syndicate,underwriting an estimated amount of US$ 250 million.³⁸¹

Asset management

Table 179 provides an overview of the nuclear weapon companies in which Wells Fargo owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 179   Shareholdings of Wells Fargo

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock & Wilcox	United States	1.37	43.83	31-Mar-2013
Boeing	United States	0.76	502.42	31-Mar-2013
Fluor	United States	0.52	56.87	31-Mar-2013
General Dynamics	United States	0.89	223.09	31-Mar-2013
Huntington Ingalls Industries	United States	4.41	117.53	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Table 180 provides an overview of the nuclear weapon companies in which Wells Fargo owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 180   Bondholdings of Wells Fargo

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	0.53	2.90	30-Apr-13
URS	United States	0.92	10.70	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

Western & Southern Mutual

Western & Southern Mutual currently has an estimated USD$ 198.46 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 181 provides an overview of the nuclear weapon companies in which Western & Southern Mutual owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 181   Shareholdings of Western & Southern Mutual

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Alliant Techsystems	United States	3.21	74.81	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

 

Table 182 provides an overview of the nuclear weapon companies in which Western & Southern Mutual owns or manages 0.50% or more of the outstanding bonds at the most recent available filing date.

Table 182   Bondholdings of Western & Southern Mutual

Company	Country	% of all outstanding bonds	Value (US$ mln)	Filing date (range)
BAE Systems	United Kingdom	0.18	8.60	31-Mar-13
Honeywell International	United States	0.29	17.50	31-Mar-13
Lockheed Martin	United States	1.10	76.58	31-Mar-13
Northrop Grumman	United States	0.29	17.07	31-Mar-13
Rockwell Collins	United States	0.13	1.00	31-Mar-13

Source: Bloomberg Database, “Bond holdings”, Bloomberg Database, viewed July 2013.

 

William Blair & Company

William Blair & Company currently has an estimated USD$ 6.28 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 183 provides an overview of the nuclear weapon companies in which William Blair & Company owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 183   Shareholdings of William Blair & Company

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
Babcock International	United Kingdom	3.21	192.20	31-Mar-2013
Jacobs Engineering	United States	2.23	163.83	31-Mar-2013
Rolls-Royce*	United Kingdom	0.84	269.86	31-Mar-2013

* IncludingRolls-Royce ADR Representing 5 Ordinary Shares.

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

Williams Capital

Williams Capital currently has an estimated USD$ 185.10 million invested or available for the nuclear weapons producers identified in this report.

Investment banking

In July 2011, Boeing Capital Corporation, a subsidiary of Boeing, issued bonds for a total value of US$ 750 million. The issue was split in two tranches: a US$ 500 million 2.125% tranche due August 2016 and a US$ 250 million 2.900% tranche due August 2018. The proceeds were used for general corporate purposes and to reduce indebtedness. Williams Capital participatedin the syndicate of 31 banks, underwriting anamount of US$ 7.5 million.³⁸²

 

In April 2013, Boeing issued bonds with a total value of US$ 350 million with an interest rate of0.950% due November 2018. The proceeds were used for general corporate purposes. Williams Capital participatedin the syndicate of 26 banks, underwriting an estimated amount of US$ 4 million.³⁸³

 

In July 2011, General Dynamics issued bonds with a total value of US$ 1,500 million. The issue was split in three tranches: a US$ 500 million1.375% tranche due January 2015, a US$ 500 million2.250% tranche due July 2016 and a US$ 500 million3.875% tranche due July 2021. The proceeds were used for general corporate purposes. Williams Capital participated in the 21 bank syndicate,underwriting anamount of US$ 30 million.³⁸⁴

 

In November 2012, General Dynamics issued bonds with a total value of US$ 2,400 million. The issue was split in three tranches: a US$ 1,000 million2.250% tranche due November 2022, a US$ 900 million1.000% tranche due November 2017 and a US$ 500 million3.600% tranche due November 2042. The proceeds were used for reduce indebtedness and general corporate purposes. Williams Capital participated in the 18 bank syndicate,underwriting anamount of US$ 108 million.³⁸⁵

 

In May 2013, Northrop Grumman issued bonds with a total value of US$ 2,850 million. The issue was split in three tranches: a US$ 1,050 million 3.250% tranche due August 2023, a US$ 950 million 4.750% tranche due June 2043 and a US$ 850 million 1.750% tranche due June 2018. The proceeds were used for reducing indebtedness, future acquisitions, working capital, stock repurchase and general corporate purposes. Williams Capital participated in the 26 bank syndicate, underwriting an estimated amount of US$ 35.6 million.³⁸⁶

Winslow Asset Management

Winslow Asset Management currently has an estimated USD$ 16.70 million invested or available for the nuclear weapons producers identified in this report.

Asset management

Table 184 provides an overview of the nuclear weapon companies in which Winslow Asset Management owns or manages 0.50% or more of the outstanding shares at the most recent available filing date.

Table 184   Shareholdings of Winslow Asset Management

Company	Country	% of all outstanding shares	Value (US$ mln)	Filing date (range)
GenCorp	United States	2.08	16.70	31-Mar-2013

Source: Thomson ONE Banker, “Share ownership”, Thomson ONE Banker (www.thomsonone.com), viewed July 2013.

 

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1. Thomson ONE Banker, ”Tearsheet 2624708115”, Thomson ONE Banker (www.thomsonone.com), 15 September 2010; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 16 September 2010 (www.sec.gov/Archives/edgar/data/868857/000110465910049499/a10-18203_18k.htm); AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 10-Q”, AECOM Technology Corporation, 30 June 2011 (edgar.secdatabase.com/2765/110465911044335/filing-main.htm). ↩

2. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

3. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

4. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

5. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Bloomberg Database, “ Loan Finder”, Bloomberg Database, viewed July 2013; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

6. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

7. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

8. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

9. Thomson ONE Banker, ”Tearsheet 2754346115”, Thomson ONE Banker (www.thomsonone.com), 17 June 2011; Babcock International, “Annual Report 2013”, Babcock International, 5 June 2013; Babcock International, “Interim Management Statement”, Babcock International, 7 July 2011 (www.babcock.co.uk/media/53009/interim_management_statement_press_release.pdf ↩

10. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

11. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

12. Thomson ONE Banker, ”Tearsheet 2876865115”, Thomson ONE Banker (www.thomsonone.com), 27 June 2012. ↩

13. Thomson ONE Banker, “Tearsheet 2984455115”, Thomson ONE Banker (www.thomsonone.com), 14 June 2013; Bloomberg Database, “Loan Finder”, Bloomberg Database, viewed July 2013.. ↩

14. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

15. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 12 November 2011. ↩

16. Thomson ONE Banker, “Tearsheet 2672534116”, Thomson ONE Banker (www.thomsonone.com), 06 December 2010. ↩

17. Thomson ONE Banker, “Tearsheet 2848497116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2012. ↩

18. Thomson ONE Banker, “Tearsheet 2705573115”, Thomson ONE Banker (www.thomsonone.com), 14 April 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

19. Thomson ONE Banker, “Tearsheet 2677261116 and 2677260116”, Thomson ONE Banker (www.thomsonone.com), 14 December 2010. ↩

20. Thomson ONE Banker, “Tearsheet 2910503116”, Thomson ONE Banker (www.thomsonone.com), 09 November 2012. ↩

21. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

22. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

23. Thomson ONE Banker, “Tearsheet 2988333116”, Thomson ONE Banker (www.thomsonone.com), 21 June 2013. ↩

24. Thomson ONE Banker, “Tearsheet 2547249115”, Thomson ONE Banker (www.thomsonone.com), 11 January 2010. ↩

25. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

26. Thomson ONE Banker, “Tearsheet 2835497116”, Thomson ONE Banker (www.thomsonone.com), 02 April 2012. ↩

27. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

28. Thomson ONE Banker, “Tearsheet 2833952116”, Thomson ONE Banker (www.thomsonone.com), 23 March 2012. ↩

29. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

30. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

31. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

32. Thomson ONE Banker, “Tearsheet 2749948116, 2749949116 and 2749950116”, Thomson ONE Banker (www.thomsonone.com), 16 May 2011. ↩

33. Thomson ONE Banker, “Tearsheet 2779465115”, Thomson ONE Banker (www.thomsonone.com), 3 October 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

34. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

35. Thomson ONE Banker, “Tearsheet 2825224116”, Thomson ONE Banker (www.thomsonone.com), 17 February 2012. ↩

36. Thomson ONE Banker, “Tearsheet 2969555116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2013. ↩

37. Thomson ONE Banker, “Tearsheet 2745524115”, Thomson ONE Banker (www.thomsonone.com), 17 June 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

38. Thomson ONE Banker, “Tearsheet 2822928116”, Thomson ONE Banker (www.thomsonone.com), 28 March 2012. ↩

39. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

40. Thomson ONE Banker, “Tearsheet 2833580116”, Thomson ONE Banker (www.thomsonone.com), 02 March 2012. ↩

41. Thomson ONE Banker, “Tearsheet 2218736001”, Thomson ONE Banker (www.thomsonone.com), 8 September 2010; Alliant Techsystems, “ATK announces closing of $350.0 million 6 7/8% senior subordinated notes offering”, Alliant Techsystems, 13 September 2010 (www.atk.com/news-releases/atk-announces-closing-of-350-0-million-6-78-senior-subordinated-notes-offering/). ↩

42. Thomson ONE Banker, “Tearsheets 2329173011 and 2329174011”, Thomson ONE Banker (www.thomsonone.com), 1 March 2011; Babcock International, “Babcock International Group PLC Preliminary results for the year ended 31 March 2011”, Babcock International, 17 May 2011 (www.babcock.co.uk/media/53016/audited_preliminary_results_for_year_ended_31_march_2011.pdf). ↩

43. Thomson ONE Banker, “Tearsheet 2420187006”, Thomson ONE Banker (www.thomsonone.com), 30 May 2012; Bloomberg Database, “ Corporates by ticker”, Bloomberg Database, viewed July 2013.  ↩

44. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

45. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

46. Thomson ONE Banker, “Tearsheet 2511749009”, Thomson ONE Banker (www.thomsonone.com), 09 April 2013. ↩

47. Thomson ONE Banker, “Tearsheet 2510734095”, Thomson ONE Banker (www.thomsonone.com), 09 April 2013. ↩

48. Thomson ONE Banker, “Tearsheet 2397156001”, Thomson ONE Banker (www.thomsonone.com), 14 May 2010. ↩

49. Thomson ONE Banker, “Tearsheet 2343193001”, Thomson ONE Banker (www.thomsonone.com), 08 September 2011. ↩

50. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

51. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

52. Honeywell International, “Prospectus supplement: $800,000,000 4.250% Senior Notes Due 2021, $600,000,000 5.375% Senior Notes Due 2041”, Honeywell International, 14 February 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheets 2280086001 and 2280355001”, Thomson ONE Banker (www.thomsonone.com), 14 February 2011. ↩

53. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

54. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

55. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

56. Thomson ONE Banker, “Tearsheet 2435930011, 2435933011 and 2435931011”, Thomson ONE Banker (www.thomsonone.com), 09 February 2012. ↩

57. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

58. Thomson ONE Banker, “Tearsheet 2329548011”, Thomson ONE Banker (www.thomsonone.com), 9 May 2011. ↩

59. Thomson ONE Banker, “Tearsheet 2383053011, 2383055011 and 2383054011”, Thomson ONE Banker (www.thomsonone.com), 06 December 2011. ↩

60. Thomson ONE Banker, “Tearsheet 2395254006 and 2395255006”, Thomson ONE Banker (www.thomsonone.com), 08 March 2012. ↩

61. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

62. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

63. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

64. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

65. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

66. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

67. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

68. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

69. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

70. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

71. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 09 December 2011. ↩

72. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

73. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

74. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

75. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

76. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

77. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

78. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

79. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

80. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

81. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

82. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

83. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

84. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

85. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

86. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

87. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

88. Thomson ONE Banker, ”Tearsheet 2876865115”, Thomson ONE Banker (www.thomsonone.com), 27 June 2012. ↩

89. Thomson ONE Banker, “Tearsheet 2984455115”, Thomson ONE Banker (www.thomsonone.com), 14 June 2013; Bloomberg Database, “Loan Finder”, Bloomberg Database, viewed July 2013.. ↩

90. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

91. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 10 November 2011. ↩

92. Thomson ONE Banker, “Tearsheet 2791119116 and 2791120116”, Thomson ONE Banker (www.thomsonone.com), 15 October 2012. ↩

93. Thomson ONE Banker, “Tearsheet 2705573115”, Thomson ONE Banker (www.thomsonone.com), 14 April 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

94. Thomson ONE Banker, “Tearsheet 2910503116”, Thomson ONE Banker (www.thomsonone.com), 09 November 2012. ↩

95. Thomson ONE Banker, “Tearsheet 2547249115”, Thomson ONE Banker (www.thomsonone.com), 11 January 2010. ↩

96. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

97. Thomson ONE Banker, “Tearsheet 2835497116”, Thomson ONE Banker (www.thomsonone.com), 02 April 2012. ↩

98. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

99. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

100. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

101. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

102. Thomson ONE Banker, “Tearsheet 2749948116, 2749949116 and 2749950116”, Thomson ONE Banker (www.thomsonone.com), 16 May 2011. ↩

103. Thomson ONE Banker, “Tearsheet 2779465115”, Thomson ONE Banker (www.thomsonone.com), 3 October 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

104. Thomson ONE Banker, “Tearsheet 2670327115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; Safran, “Safran signs with 13 banks a Euro 1.6 billion credit facility with a 5-year maturity”, Safran, 9 December 2010, available at http://www.safran-group.com/site-safran-en/press-media/press-releases/2010-698/article/safran-signs-with-13 banks-a-euro-10785?10785 ↩

105. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

106. Thomson ONE Banker, “Tearsheet 2825224116”, Thomson ONE Banker (www.thomsonone.com), 17 February 2012. ↩

107. Thomson ONE Banker, “Tearsheet 2969555116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2013. ↩

108. Thomson ONE Banker, “Tearsheet 2674952115”, Thomson ONE Banker (www.thomsonone.com), 17 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

109. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

110. Thomson ONE Banker, “Tearsheet 2833580116”, Thomson ONE Banker (www.thomsonone.com), 02 March 2012. ↩

111. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

112. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

113. Thomson ONE Banker, “Tearsheet 2511875006”, Thomson ONE Banker (www.thomsonone.com), 09 April 2013. ↩

114. Thomson ONE Banker, “Tearsheet 2343193001”, Thomson ONE Banker (www.thomsonone.com), 08 September 2011. ↩

115. Thomson ONE Banker, “Tearsheet 2488428006”, Thomson ONE Banker (www.thomsonone.com), 18 January 2013. ↩

116. Honeywell International, “Prospectus supplement: $800,000,000 4.250% Senior Notes Due 2021, $600,000,000 5.375% Senior Notes Due 2041”, Honeywell International, 14 February 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheets 2280086001 and 2280355001”, Thomson ONE Banker (www.thomsonone.com), 14 February 2011. ↩

117. Thomson ONE Banker, “Tearsheet 2154650101”, Thomson ONE Banker (www.thomsonone.com), 9 February 2010; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; L&T Finance, “Draft Prospectus”, L&T Finance, 25 January 2010. ↩

118. Thomson ONE Banker, “Tearsheet 2224426009”, Thomson ONE Banker (www.thomsonone.com), 30 July 2011. ↩

119. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

120. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

121. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

122. Thomson ONE Banker, “Tearsheet 2435930011, 2435933011 and 2435931011”, Thomson ONE Banker (www.thomsonone.com), 09 February 2012. ↩

123. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

124. Thomson ONE Banker, “Tearsheet 2504221006 and 2504223006”, Thomson ONE Banker (www.thomsonone.com), 13 March 2013. ↩

125. Thomson ONE Banker, “Tearsheet 2399086006”, Thomson ONE Banker (www.thomsonone.com), 21 March 2012. ↩

126. Thomson ONE Banker, “Tearsheet 2501620006”, Thomson ONE Banker (www.thomsonone.com), 05 March 2013. ↩

127. Thomson ONE Banker, “Tearsheet 2497132006”, Thomson ONE Banker (www.thomsonone.com), 18 February 2013. ↩

128. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 08 March 2012. ↩

129. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

130. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

131. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

132. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

133. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

134. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

135. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

136. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

137. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

138. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

139. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

140. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

141. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

142. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

143. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

144. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

145. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

146. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 22 November 2011. ↩

147. Thomson ONE Banker, “Tearsheet 2705573115”, Thomson ONE Banker (www.thomsonone.com), 14 April 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

148. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

149. Thomson ONE Banker, “Tearsheet 2835497116”, Thomson ONE Banker (www.thomsonone.com), 02 April 2012. ↩

150. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

151. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

152. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

153. Thomson ONE Banker, “Tearsheet 2779465115”, Thomson ONE Banker (www.thomsonone.com), 3 October 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

154. Thomson ONE Banker, “Tearsheet 2351100006, 2351096006 and 2351013006”, Thomson ONE Banker (www.thomsonone.com), 5 October 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed July 2013; BAE Systems, “BAE Systems plc – Interim Management Statement for the period from 1 July 2011 to 11 October 2011”, BAE Systems, 12 October 2011 (www.baesystems.com/Newsroom/NewsReleases/autoGen_111912103212.html). ↩

155. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

156. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

157. Thomson ONE Banker, “Tearsheet 2511749009”, Thomson ONE Banker (www.thomsonone.com), 06 December 2012. ↩

158. Thomson ONE Banker, “Tearsheet 2514022009”, Thomson ONE Banker (www.thomsonone.com), 17 April 2013. ↩

159. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

160. Honeywell International, “Prospectus supplement: $800,000,000 4.250% Senior Notes Due 2021, $600,000,000 5.375% Senior Notes Due 2041”, Honeywell International, 14 February 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheets 2280086001 and 2280355001”, Thomson ONE Banker (www.thomsonone.com), 14 February 2011. ↩

161. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

162. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

163. Thomson ONE Banker, “Tearsheet 2529078006 and 2529079006”, Thomson ONE Banker (www.thomsonone.com), 11 June 2013. ↩

164. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

165. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

166. Thomson ONE Banker, ”Tearsheet 2624708115”, Thomson ONE Banker (www.thomsonone.com), 15 September 2010; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 16 September 2010 (www.sec.gov/Archives/edgar/data/868857/000110465910049499/a10-18203_18k.htm); AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 10-Q”, AECOM Technology Corporation, 30 June 2011 (edgar.secdatabase.com/2765/110465911044335/filing-main.htm). ↩

167. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

168. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

169. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

170. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

171. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

172. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

173. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

174. Thomson ONE Banker, “Tearsheet 2572235115 and 2572235115”, Thomson ONE Banker (www.thomsonone.com), 29 March 2010; Bloomberg Database, “ Loan Finder”, Bloomberg Database, viewed July 2013; Espana, Z., “ Babcock Intl secures loan for agreed VT offer”, Website Reuters, 23 March 2010 (www.reuters.com/article/2010/03/23/us-babcock-intl-loan-idUSTRE62M3ZQ20100323); Babcock International, “Completion of Acquisition”, Babcock International, 8 July 2010 (www.babcock.co.uk/media/188630/completion_of_acquisition.pdf). ↩

175. Thomson ONE Banker, ”Tearsheet 2754346115”, Thomson ONE Banker (www.thomsonone.com), 17 June 2011; Babcock International, “Annual Report 2013”, Babcock International, 5 June 2013; Babcock International, “Interim Management Statement”, Babcock International, 7 July 2011 (www.babcock.co.uk/media/53009/interim_management_statement_press_release.pdf ↩

176. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

177. Thomson ONE Banker, ”Tearsheet 2876865115”, Thomson ONE Banker (www.thomsonone.com), 27 June 2012. ↩

178. Thomson ONE Banker, “Tearsheet 2984455115”, Thomson ONE Banker (www.thomsonone.com), 14 June 2013; Bloomberg Database, “Loan Finder”, Bloomberg Database, viewed July 2013.. ↩

179. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

180. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 11 November 2011. ↩

181. Thomson ONE Banker, “Tearsheet 2791119116 and 2791120116”, Thomson ONE Banker (www.thomsonone.com), 15 October 2012. ↩

182. Thomson ONE Banker, “Tearsheet 2672534116”, Thomson ONE Banker (www.thomsonone.com), 06 December 2010. ↩

183. Thomson ONE Banker, “Tearsheet 2848497116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2012. ↩

184. Thomson ONE Banker, “Tearsheet 2705573115”, Thomson ONE Banker (www.thomsonone.com), 14 April 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

185. Thomson ONE Banker, “Tearsheet 2677261116 and 2677260116”, Thomson ONE Banker (www.thomsonone.com), 14 December 2010. ↩

186. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

187. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

188. Thomson ONE Banker, “Tearsheet 2988333116”, Thomson ONE Banker (www.thomsonone.com), 21 June 2013. ↩

189. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

190. Thomson ONE Banker, “Tearsheet 2835497116”, Thomson ONE Banker (www.thomsonone.com), 02 April 2012. ↩

191. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

192. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

193. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

194. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

195. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

196. Thomson ONE Banker, “Tearsheet 2749948116, 2749949116 and 2749950116”, Thomson ONE Banker (www.thomsonone.com), 16 May 2011. ↩

197. Thomson ONE Banker, “Tearsheet 2779465115”, Thomson ONE Banker (www.thomsonone.com), 3 October 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

198. Thomson ONE Banker, “Tearsheet 2822928116”, Thomson ONE Banker (www.thomsonone.com), 28 March 2012. ↩

199. Thomson ONE Banker, “Tearsheets 2329173011 and 2329174011”, Thomson ONE Banker (www.thomsonone.com), 1 March 2011; Babcock International, “Babcock International Group PLC Preliminary results for the year ended 31 March 2011”, Babcock International, 17 May 2011 (www.babcock.co.uk/media/53016/audited_preliminary_results_for_year_ended_31_march_2011.pdf). ↩

200. Thomson ONE Banker, “Tearsheet 2351100006, 2351096006 and 2351013006”, Thomson ONE Banker (www.thomsonone.com), 5 October 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed July 2013; BAE Systems, “BAE Systems plc – Interim Management Statement for the period from 1 July 2011 to 11 October 2011”, BAE Systems, 12 October 2011 (www.baesystems.com/Newsroom/NewsReleases/autoGen_111912103212.html). ↩

201. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

202. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

203. Thomson ONE Banker, “Tearsheet 2511875006”, Thomson ONE Banker (www.thomsonone.com), 09 April 2013. ↩

204. Thomson ONE Banker, “Tearsheet 2343193001”, Thomson ONE Banker (www.thomsonone.com), 08 September 2011. ↩

205. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

206. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

207. Honeywell International, “Prospectus supplement: $800,000,000 4.250% Senior Notes Due 2021, $600,000,000 5.375% Senior Notes Due 2041”, Honeywell International, 14 February 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheets 2280086001 and 2280355001”, Thomson ONE Banker (www.thomsonone.com), 14 February 2011. ↩

208. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

209. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

210. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

211. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

212. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

213. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

214. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

215. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

216. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

217. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

218. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

219. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

220. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

221. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

222. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

223. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

224. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

225. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 23 November 2011. ↩

226. Thomson ONE Banker, “Tearsheet 2705573115”, Thomson ONE Banker (www.thomsonone.com), 14 April 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

227. Thomson ONE Banker, “Tearsheet 2796266116 and 2796267116”, Thomson ONE Banker (www.thomsonone.com), 18 November 2011. ↩

228. Thomson ONE Banker, “Tearsheet 2886637116”, Thomson ONE Banker (www.thomsonone.com), 16 August 2012. ↩

229. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

230. Thomson ONE Banker, “Tearsheet 2835497116”, Thomson ONE Banker (www.thomsonone.com), 02 April 2012. ↩

231. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

232. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

233. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

234. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

235. Thomson ONE Banker, “Tearsheet 2825224116”, Thomson ONE Banker (www.thomsonone.com), 17 February 2012. ↩

236. Thomson ONE Banker, “Tearsheet 2969555116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2013. ↩

237. Thomson ONE Banker, “Tearsheet 2833580116”, Thomson ONE Banker (www.thomsonone.com), 02 March 2012. ↩

238. Thomson ONE Banker, “Tearsheet 2351100006, 2351096006 and 2351013006”, Thomson ONE Banker (www.thomsonone.com), 5 October 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed July 2013; BAE Systems, “BAE Systems plc – Interim Management Statement for the period from 1 July 2011 to 11 October 2011”, BAE Systems, 12 October 2011 (www.baesystems.com/Newsroom/NewsReleases/autoGen_111912103212.html). ↩

239. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

240. Thomson ONE Banker, “Tearsheet 2517519001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

241. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

242. Thomson ONE Banker, “Tearsheet 2511749009”, Thomson ONE Banker (www.thomsonone.com), 06 December 2012. ↩

243. Thomson ONE Banker, “Tearsheet 2514022009”, Thomson ONE Banker (www.thomsonone.com), 17 April 2013. ↩

244. Thomson ONE Banker, “Tearsheet 2511875006”, Thomson ONE Banker (www.thomsonone.com), 09 April 2013. ↩

245. Thomson ONE Banker, “Tearsheet 2488428006”, Thomson ONE Banker (www.thomsonone.com), 18 January 2013. ↩

246. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

247. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

248. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

249. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

250. Thomson ONE Banker, “Tearsheet 2333661009”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011. ↩

251. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

252. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 08 March 2012. ↩

253. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

254. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

255. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

256. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

257. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

258. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

259. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 03 December 2011. ↩

260. Thomson ONE Banker, “Tearsheet 2848497116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2012. ↩

261. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

262. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

263. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

264. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

265. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

266. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

267. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

268. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

269. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

270. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

271. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

272. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

273. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

274. Thomson ONE Banker, “Tearsheet 2566490115”, Thomson ONE Banker (www.thomsonone.com), 17 March 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

275. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

276. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

277. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

278. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

279. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

280. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

281. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

282. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

283. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 02 December 2011. ↩

284. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

285. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

286. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

287. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

288. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

289. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

290. Thomson ONE Banker, “Tearsheet 2796266116 and 2796267116”, Thomson ONE Banker (www.thomsonone.com), 18 November 2011. ↩

291. Thomson ONE Banker, “Tearsheet 2886637116”, Thomson ONE Banker (www.thomsonone.com), 16 August 2012. ↩

292. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

293. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

294. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

295. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

296. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

297. Thomson ONE Banker, “Tearsheet 2218736001”, Thomson ONE Banker (www.thomsonone.com), 8 September 2010; Alliant Techsystems, “ATK announces closing of $350.0 million 6 7/8% senior subordinated notes offering”, Alliant Techsystems, 13 September 2010 (www.atk.com/news-releases/atk-announces-closing-of-350-0-million-6-78-senior-subordinated-notes-offering/). ↩

298. Thomson ONE Banker, “Tearsheet 2488428006”, Thomson ONE Banker (www.thomsonone.com), 18 January 2013. ↩

299. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

300. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

301. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

302. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

303. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

304. Thomson ONE Banker, “Tearsheet 2796266116 and 2796267116”, Thomson ONE Banker (www.thomsonone.com), 18 November 2011. ↩

305. Thomson ONE Banker, ”Tearsheet 2624708115”, Thomson ONE Banker (www.thomsonone.com), 15 September 2010; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 16 September 2010 (www.sec.gov/Archives/edgar/data/868857/000110465910049499/a10-18203_18k.htm); AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 10-Q”, AECOM Technology Corporation, 30 June 2011 (edgar.secdatabase.com/2765/110465911044335/filing-main.htm). ↩

306. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

307. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

308. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

309. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

310. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

311. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

312. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

313. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 27 November 2011. ↩

314. Thomson ONE Banker, “Tearsheet 2791119116 and 2791120116”, Thomson ONE Banker (www.thomsonone.com), 15 October 2012. ↩

315. Thomson ONE Banker, “Tearsheet 2848497116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2012. ↩

316. Thomson ONE Banker, “Tearsheet 2910503116”, Thomson ONE Banker (www.thomsonone.com), 09 November 2012. ↩

317. Thomson ONE Banker, “Tearsheet 2796266116 and 2796267116”, Thomson ONE Banker (www.thomsonone.com), 18 November 2011. ↩

318. Thomson ONE Banker, “Tearsheet 2886637116”, Thomson ONE Banker (www.thomsonone.com), 16 August 2012. ↩

319. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

320. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

321. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

322. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

323. Thomson ONE Banker, “Tearsheet 2833952116”, Thomson ONE Banker (www.thomsonone.com), 23 March 2012. ↩

324. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

325. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

326. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

327. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

328. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

329. Thomson ONE Banker, “Tearsheet 2833580116”, Thomson ONE Banker (www.thomsonone.com), 02 March 2012. ↩

330. Thomson ONE Banker, “Tearsheet 2218736001”, Thomson ONE Banker (www.thomsonone.com), 8 September 2010; Alliant Techsystems, “ATK announces closing of $350.0 million 6 7/8% senior subordinated notes offering”, Alliant Techsystems, 13 September 2010 (www.atk.com/news-releases/atk-announces-closing-of-350-0-million-6-78-senior-subordinated-notes-offering/). ↩

331. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

332. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

333. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

334. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

335. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

336. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

337. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

338. Thomson ONE Banker, ”Tearsheet 2624708115”, Thomson ONE Banker (www.thomsonone.com), 15 September 2010; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 16 September 2010 (www.sec.gov/Archives/edgar/data/868857/000110465910049499/a10-18203_18k.htm); AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 10-Q”, AECOM Technology Corporation, 30 June 2011 (edgar.secdatabase.com/2765/110465911044335/filing-main.htm). ↩

339. Thomson ONE Banker, ”Tearsheet 2755473115”, Thomson ONE Banker (www.thomsonone.com), 13 July 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 20 July 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911040804/a11-21881_18k.htm). ↩

340. Thomson ONE Banker, ”Tearsheet 2774576115”, Thomson ONE Banker (www.thomsonone.com), 30 September 2011; AECOM Technology Corporation, “United States Securities and Exchange Commission: Form 8-K”, AECOM Technology Corporation, 30 September 2011 (www.sec.gov/Archives/edgar/data/868857/000110465911055224/a11-27482_18k.htm). ↩

341. Thomson ONE Banker, ”Tearsheet 2987265115”, Thomson ONE Banker (www.thomsonone.com), 7 June 2013; AECOM Technology Corporation, “United States Securities and Exchange Commission: Second amended and restated credit agreement”, AECOM Technology Corporation, 7 June 2013 (www.sec.gov/Archives/edgar/data/868857/000110465913049042/a13-14922_1ex10d1.htm). ↩

342. Thomson ONE Banker, “Tearsheet 2632374115”, Thomson ONE Banker (www.thomsonone.com), 7 October 2010; Alliant Techsystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 7 October 2010 (www.sec.gov/Archives/edgar/data/866121/000110465910052198/a10-19273_18k.htm). ↩

343. Thomson ONE Banker, ”Tearsheet 2887915115”, Thomson ONE Banker (www.thomsonone.com), 3 September 2012; Alliant TechSystems, “United States Securities and Exchange Commission: Form 8-K”, Alliant Techsystems, 5 September 2012 (www.sec.gov/Archives/edgar/data/866121/000110465912061948/a12-20358_18k.htm). ↩

344. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2582202115”, Thomson ONE Banker (www.thomsonone.com), 30 April 2010; Babcock & Wilcox, “Credit Agreement dated as of May 3, 2010”, Babcock & Wilcox, 3 May 2010; Babcock & Wilcox, “Annual Report 10K”, Babcock & Wilcox, March 2011 (phx.corporate-ir.net/External.File?item=UGFyZW50SUQ9NDIwMTc5fENoaWxkSUQ9NDMzNjMzfFR5cGU9MQ==&t=1). ↩

345. Thomson ONE Banker, “ Tearsheet 2855248115”, Thomson ONE Banker (www.thomsonone.com), 8 June 2012; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Wilson, J., “Babcock & Wilcox amends $700M credit facility”, Website Charlotte BusinessJournal, 11 June 2012 (www.bizjournals.com/charlotte/news/2012/06/11/babcock-wilcox-amends-700m-credit.html); Babcock & Wilcox, “Amended and restated credit agreement”,Babcock & Wilcox, 8 June 2012 (www.sec.gov/Archives/edgar/data/1486957/000119312512268208/d365304dex101.htm).  ↩

346. Thomson ONE Banker, “Tearsheet 2674588115”, Thomson ONE Banker (www.thomsonone.com), 8 December 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. ↩

347. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013; Thomson ONE Banker, “Tearsheet 2758129115”, Thomson ONE Banker (www.thomsonone.com), 2 June 2011.. ↩

348. Thomson ONE Banker, “Tearsheet 2645490115”, Thomson ONE Banker (www.thomsonone.com), 12 November 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011; The Boeing Company, “364-Day Credit Agreement”, The Boeing Company, 12 November 2010. ↩

349. Thomson ONE Banker, “Tearsheet 2900612116 and 2900613116”, Thomson ONE Banker (www.thomsonone.com), 14 November 2011. ↩

350. Thomson ONE Banker, “Tearsheet 2672534116”, Thomson ONE Banker (www.thomsonone.com), 06 December 2010. ↩

351. Thomson ONE Banker, “Tearsheet 2848497116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2012. ↩

352. Thomson ONE Banker, “Tearsheet 2796266116 and 2796267116”, Thomson ONE Banker (www.thomsonone.com), 18 November 2011. ↩

353. Thomson ONE Banker, “Tearsheet 2886637116”, Thomson ONE Banker (www.thomsonone.com), 16 August 2012. ↩

354. Thomson ONE Banker, “Tearsheet 2614271115”, Thomson ONE Banker (www.thomsonone.com), 8 July 2010; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

355. Thomson ONE Banker, “Tearsheets 2755420115 and 2755420115”, Thomson ONE Banker (www.thomsonone.com), 14 July 2011. ↩

356. Thomson ONE Banker, “Tearsheet 2988333116”, Thomson ONE Banker (www.thomsonone.com), 21 June 2013. ↩

357. Honeywell International, “Five “Year Credit Agreement”, Honeywell International, 31 March 2011; Thomson ONE Banker, “Tearsheet 2706948115”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011; Bloomberg Database, “Loan finder”, Bloomberg Database, viewed November 2011. ↩

358. Thomson ONE Banker, “Tearsheet 2710668116 and 2710669116”, Thomson ONE Banker (www.thomsonone.com), 31 March 2011. ↩

359. Thomson ONE Banker, “Tearsheet 2833952116”, Thomson ONE Banker (www.thomsonone.com), 23 March 2012. ↩

360. Lockheed Martin, “Form 8-K”, Lockheed Martin, 26 August 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=11&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheet 2767733115”, Thomson ONE Banker (www.thomsonone.com), 26 August 2011. ↩

361. Northrop Grumman, “Second Amended and Restated Credit Agreement dated as of September 8, 2011”, Northrop Grumman, 8 September 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011; Thomson ONE Banker, “Tearsheet 2770737115”, Thomson ONE Banker (www.thomsonone.com), 8 September 2011. ↩

362. Thomson ONE Banker, “Tearsheet 2886058116”, Thomson ONE Banker (www.thomsonone.com), 04 September 2012. ↩

363. Bloomberg Database, “Loan finder”, Bloomberg Database, viewed July 2013. Rockwell Collins, “United States Securities and Exchange Commission: Form 8-K”, Rockwell Collins, Inc., 26 May 2011. (investor.rockwellcollins.com/phoenix.zhtml?c=129998&p=irol-sec&secCat01.1_rs=21&secCat01.1_rc=10&control_searchbox=&control_selectgroup=3 ↩

364. Thomson ONE Banker, “Tearsheet 2705580116”, Thomson ONE Banker (www.thomsonone.com), 11 March 2011. ↩

365. Thomson ONE Banker, “Tearsheet 2825224116”, Thomson ONE Banker (www.thomsonone.com), 17 February 2012. ↩

366. Thomson ONE Banker, “Tearsheet 2969555116”, Thomson ONE Banker (www.thomsonone.com), 19 April 2013. ↩

367. Thomson ONE Banker, “Tearsheet 2784451116 and 2784452116”, Thomson ONE Banker (www.thomsonone.com), 19 October 2011. ↩

368. Thomson ONE Banker, “Tearsheet 2833580116”, Thomson ONE Banker (www.thomsonone.com), 02 March 2012. ↩

369. Thomson ONE Banker, “Tearsheet 2218736001”, Thomson ONE Banker (www.thomsonone.com), 8 September 2010; Alliant Techsystems, “ATK announces closing of $350.0 million 6 7/8% senior subordinated notes offering”, Alliant Techsystems, 13 September 2010 (www.atk.com/news-releases/atk-announces-closing-of-350-0-million-6-78-senior-subordinated-notes-offering/). ↩

370. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

371. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

372. Thomson ONE Banker, “Tearsheet 2343193001”, Thomson ONE Banker (www.thomsonone.com), 08 September 2011. ↩

373. Thomson ONE Banker, “Tearsheet 2488428006”, Thomson ONE Banker (www.thomsonone.com), 18 January 2013. ↩

374. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

375. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

376. Thomson ONE Banker, “Tearsheet 2281859006 and 2286742006”, Thomson ONE Banker (www.thomsonone.com), 04 March 2011. ↩

377. Lockheed Martin, “Prospectus supplement: $500,000,000 2.125% Notes Due 2016, $900,000,000 3.350% Notes Due 2021, $600,000,000 4.850% Notes Due 2041”, Lockheed Martin, 6 September 2011, available at http://phx.corporate-ir.net/phoenix.zhtml?c=83941&p=irol-sec&secCat01.1_rs=1&secCat01.1_rc=10&control_symbol=; Thomson ONE Banker, “Tearsheets 2342467001, 2342508001 and 2342509001”, Thomson ONE Banker (www.thomsonone.com), 6 September 2011. ↩

378. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 01 November 2010. ↩

379. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩

380. Thomson ONE Banker, “Tearsheet 2248683006 and 2248855006”, Thomson ONE Banker (www.thomsonone.com), 13 December 2010. ↩

381. Thomson ONE Banker, “Tearsheet”, Thomson ONE Banker (www.thomsonone.com), 08 March 2012. ↩

382. Thomson ONE Banker, “Tearsheets 2332822001 and 2332945001”, Thomson ONE Banker (www.thomsonone.com), 28 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

383. Thomson ONE Banker, “Tearsheet 2517586001”, Thomson ONE Banker (www.thomsonone.com), 30 April 2013. ↩

384. General Dynamics Corporation, “Prospectus supplement: $500,000,000 1.375% Notes due 2015, $500,000,000 2.250% Notes due 2016, $500,000,000 3.875% Notes due 2012”, General Dynamics Corporation, 5 July 2011; Thomson ONE Banker, “Tearsheet 2325952001”, Thomson ONE Banker (www.thomsonone.com), 5 July 2011; Bloomberg Database, “Corporates by ticker”, Bloomberg Database, viewed November 2011. ↩

385. Thomson ONE Banker, “Tearsheet 2464197001, 2464300001 and 2464301001”, Thomson ONE Banker (www.thomsonone.com), 01 November 2012. ↩

386. Thomson ONE Banker, “Tearsheet 2525118001, 2525403001 and 2525406001”, Thomson ONE Banker (www.thomsonone.com), 28 May 2013. ↩